Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only** members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is integral to executing high-visibility external engagements and publications that share insights and intelligence with the securities industry. The role involves...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and engage in...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring efficiency and effectiveness. - Develop and implement a multi-year strategic plan aligning with Member...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level position within the Strategic Intelligence & Analytics (StratIntel) department of the organization. This role involves utilizing an expanded skillset and expertise related to the mission of...
Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program are tasked with contributing significantly to Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. The role provides substantive hands-on legal experience, enhancing...
Title Remote Summer 2026 Legal Intern Job Responsibilities The Remote Summer 2026 Legal Intern at a reputed firm will be involved in a variety of tasks aimed at supporting the organization’s mission to reclaim democracy for the people. The intern...
Title: Remote Summer 2026 Legal Intern Job Responsibilities: - Engage in legal advocacy work to promote democracy and protect free and fair elections. - Participate in active litigation efforts in states like Texas and Arizona to challenge voter suppression laws. - Contribute to legal...
Title: Remote Summer Legal Intern Job Responsibilities: - Engage in research on impact litigation and contribute to the development of legal strategies. - Assist in the drafting of amicus briefs and legislation aimed at protecting democratic processes and challenging corporate influence in politics. -...