Job Title: Manager, Global Compliance Location: United States (virtual) Organization: Project Management Institute (PMI) Department: Legal and Compliance Experience: Minimum of 5 years in corporate compliance role; experience in global organization beneficial Responsibilities: - Lead and oversee PMI's organization-wide legal policy compliance and risk management. - Develop and enforce needed regulations in all aspects and levels of business. - Provide leadersh
H1: Vice President, Corporate Financing - Lead Regulatory Policy and Compliance for FINRA's Corporate Financing Rules H2: Join the Leadership Team at FINRA as the Vice President of Corporate Financing Department Bold Headline: Lead the Corporate Financing Department at FINRA and Protect Investors in the Securities Industry The Vice President, Corporate Financing Department is a crucial role within the Offices of the Chief Legal Officer at **MEMBERS ONLY**SIGN UP NOW***. This position is responsi
SEO friendly job title: Assistant General Counsel, Regulatory H1 heading: Join FINRA as an Assistant General Counsel in Regulatory H2 heading: Senior-Level Legal Advisor in Regulatory Initiatives Bold headline: FINRA is seeking an experienced Assistant General Counsel to provide senior-level legal advice and support in regulatory initiatives. FINRA (Financial Industry Regulatory Authority) is a non-governmental organization that regulates the securities industry i
About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA protects investors by making sure the securities industry operates fairly and honestly. FINRA oversees about 3,600 brokerage firms, about 160,000 branch offices and approximately 630,000 registered securities representatives. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every a...
Associate General Counsel, Regulatory - Job Summary: - The Associate General Counsel, Regulatory is responsible for managing the adoption of new regulatory requirements and providing expert legal advice to the Board of Governors and senior management. - This position requires a law degree, admission to a bar, and at least 10 years of relevant legal experience. - The incumbent must have demonstrated ability to perform with minimal supervision and possess strong independent ju
Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA member firms; investigates potentially suspicious activities of persons associated with FINRA member firms; provides guidance to Member Supervision staff on their complex assignme
Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbri
Minimum Qualifications: • Currently enrolled in an accredited law school • Strong research, writing, and analytical skills • Demonstrated interest in public interest law and/or civil rights • Ability to work independently and as part of a team • Excellent communication and interpersonal skills Preferred Qualifications: • Completed at least one year of law school • Familiarity with civil rights and/or prisoner rights issues • Previous experience ...
Qualifications: • Must be a current law student in good standing • Strong research and writing skills • Interest in public interest law and/or civil rights • Ability to work independently and as part of a team • Prior experience in civil rights or criminal justice issues preferred, but not required Compensation: • Semester externships: Unpaid, but may be eligible for credit through law school • Summer internships: Unpaid, but students are encourage...
Associate Attorney - Join a Nonprofit Public Health Institute with Competitive Salary and Growth Opportunities PHMC, a leading nonprofit public health institute, is seeking an Associate Attorney to join our Legal team in Center City, Philadelphia. This position offers a competitive salary and tremendous opportunities for learning and professional growth. Responsibilities: - Draft, review, revise and negotiate a variety of contracts to support all programs and subsidi
Supervising Attorney - Philadelphia VIP: A Rewarding Opportunity for a Dedicated and Experienced Legal Professional Organization: Philadelphia VIP Job Title: Supervising Attorney Experience: Minimum 3 years of legal work experience and at least 6 years of total full-time work experience Salary: $78,000-$85,000 per year Location: Philadelphia, PA Employment Type: Full-time, exempt About Philadelphia VIP: Philadelphia VIP is a nonprofit organization that works tow
Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in managing government affairs for **MEMBERS ONLY**SIGN UP NOW***. This includes maximizing FINRA’s recognition and positive reputation among key state governmental officials and staff, educating those individ...
Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) San Francisco, CA (Job Posting) Philadelphia, PA (Job Posting) New York, NY (Job Posting) Lo
Principal Investigator, Anti-Fraud Investigations - All FINRA Locations Apply Logo locations Rockville, MD (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) Chicago (North Wacker Drive) San Francisco, CA (Job Posting) Philadelph
Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Jersey City, NJ (Job Posting) Washington, DC (Job Posting) Chicago (No
Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations Apply time type Full time posted on Posted Today job requisition id R-008792 This position is an experienced individual contributor in Member Supervision Operations, Procedures and Standards (MS OPS), who works independently with minimal supervision to develop, implement, and maintain operations, procedures, standards, and reporting. This role will continuously evaluate the progra
Principal Analyst, MS Operations, Procedures and Standards - All FINRA Locations Apply Logo locations New York, NY (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) Chicago (North Wacker Drive) San Francisco, CA (Job Posting) Ro
Principal Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) San Francisco, CA (Job Posting) Rockville, MD (Job Posting) Philadelphia, PA (Job Posting) Los Ange
Senior Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) Chicago (North Wacker Drive) San Francisco, CA (Job Posting) Rockville, MD (Job Posting) Philadelphia, PA (Job Posting) New
Director, External Strategic Engagements - All FINRA Locations Apply Logo locations Philadelphia, PA (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) Chicago (North Wacker Drive) San Francisco, CA (Job Posting) Rockville, MD (J
Examination Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) Chicago (North Wacker Drive) San Francisco, CA (Job Posting) Rockville, MD (Job Posting) Philadelphia, PA (Job Posting) New York, NY (Job Posti
Associate Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge, NJ (Job Posting) Washington, DC (Job Posting) Chicago (North Wacker Drive) San Francisco, CA (Job Posting) Rockville, MD (Job Posting) Philadelphia, PA (Job Posting)
Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job Posting) Chicago (North Wacker Drive) San Francisc
Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type Full time posted on Posted Today job requisition id R-008909 The Director provides strategic leadership and guidance and establishes procedures and standards across the program as well as advising and collaborating w
Director, Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. The Director is the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter is supported by complete, accurate and well-supported factual f
Director, MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures and standards across the program as well as advising and collaborating with various groups conducting reviews of the program including the SEC, Internal Audit and Quality Assurance for the program. This includes developing controls and metrics to m