Job Title: Counsel, Discovery & Litigation... Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to...
Job Title: Assistant General Counsel, Regulatory Job... Responsibilities: - Render senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Advise the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate...
Job Title: Assistant General Counsel Job Responsibilities: Legal... Counsel - Provide day-to-day legal advice on employment and benefits issues, intellectual property, contract interpretation, data and information security, and general risk management. - Serve as a trusted internal resource for attorneys, managers, and staff navigating...
Job Title: Legal Counsel, Corporate Engagement Job... the objectives of the organization's corporate engagement efforts. - Defend shareholder proposals from company no-action requests to the... SEC, providing strategic input, drafting assistance, and legal representation during meetings with companies. - Conduct legal and top...
Job Title: Senior Director & Counsel,... Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with...
Job Title: Principal Intelligence Specialist Job Responsibilities: The... Principal Intelligence Specialist is integral to the mission of StratIntel within the Member Supervision department of the organization. The role involves leading complex analytical projects to identify emerging market risks with minimal supervision. The...
Job Title: Assistant Special Counsel, Office... of Hearing Officers Job Responsibilities: The Assistant Special Counsel in the Office of Hearing Officers is a senior-level legal position responsible for providing effective legal support to Hearing Officers in connection with the adjudication of disciplinary...
Job Title: Assistant General Counsel, Regulatory Job... Responsibilities: - Render senior-level legal advice and support throughout the entire lifecycle of adopting new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise, providing guidance under general...
Job Title: Assistant General Counsel, Regulatory Job... Responsibilities: - Provide senior-level legal advice and support throughout the life cycle of new regulatory initiatives, serving as a subject matter resource in various areas of legal expertise. - Advise the Board of Governors and advisory...
Job Title: Associate, HONORS Program Job Responsibilities: **Members Only**.. Enforcement Associates in the Honors Program play a crucial role in contributing to the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with...
Job Title: Senior Director & Counsel,... Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization....
Job Title: Assistant General Counsel, Regulatory Job... Responsibilities: - Render senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate...
Job Title: Associate, HONORS Program Job Responsibilities: The... Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position...