third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision... to respond to information requests, preserve privileges, and protect the confidentiality of information. - Determine the complexity of requests, identify applicable objections, a...
Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning... complex regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives under urgent deadlines. - Serve as a legal expert within the organization... in various subject areas. - Prepa...
Responsibilities: Legal Counsel - Provide day-to-day legal advice on employment and... risk management. - Serve as a trusted internal resource for attorneys, managers, and staff navigating legal and operational questions. Compliance - Advise... on nonprofit governance and compliance, including IRS rules applicable to 501(c)(3) organ...
Job Title: Legal Counsel, Corporate Engagement Job Responsibilities: -... Conduct complex legal research and analysis concerning... Defend shareholder proposals from company no-action requests to the... SEC, providing strategic input, drafting assistance, and legal representation during meetings with... companies. - Conduct legal and top...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
Officers is a senior-level legal position responsible for providing... effective legal support to Hearing Officers... in connection with the adjudication of disciplinary proceedings. The role involves handling a wide range of cases brought by the Department of Enforcement against registered...
Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout... or more areas of legal expertise, providing guidance under... general supervision. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate...
Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout... in various areas of legal expertise. - Advise the Board... of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate regulatory initiatives to senior executives,...
the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with substantive hands-on legal experience, enhancing their skills... in investigating, litigating, and writing. They gain specialized knowledge about the fi...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout... and sensitive regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives, providing analysis under urgent deadlines. - Serve as a legal expert within the organization,... providing ad...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...