to Senior-level Corporate Securities Associate The candidate will take the lead role or a primary role in SEC and financial reporting matters for key clients and be part of a growing local and global team. Can also expect to be...
Act of 1933. - Manage and provide guidance on initial public offerings, follow-on offerings, and Rule 144A private placements. - Ensure compliance with SEC disclosure obligations. - Navigate stock exchange listing requirements. - Oversee... public company reporting. Education and Experience Information: - Minimum of 8 years...
responsibilities include: - Handling the preparation of Exchange Act filings, such as... Forms 10-K, 10-Q, 8-K, and proxy statements. - Representing issuers and underwriters in equity and/or debt offerings. - Counseling public companies on disclosure, corporate governance, and SEC and stock exchange rep...
on public and private equity and debt capital markets transactions. - Handle public company reporting and ensure SEC and stock exchange compliance, addressing Sarbanes-Oxley... related issues, corporate governance, venture financing, and mergers and acquisitions (M&A). - Represent issuers in...
Responsibilities: - Prepare and handle Exchange Act filings, such as... offerings. - Counsel public companies on disclosure, corporate governance, and SEC and stock exchange reporting and compliance... matters. -... Additional responsibilities may include engaging in general corporate and transactional matters. Education and Experience Info...