at the law firm, engaging in the structuring and execution of innovative and complex financial transactions. The responsibilities include: - Representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings. - Ensuring compliance with... and reporting unde...
them on compliance with securities laws, managing public and... private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment RIAs, and private funds. Act as underwriters counsel on......
H1: Associate/Manager (Securities) - Washington, . -... **Members Only** H2: Join Our Team! Mid-Level Associate/Manager (Securities) Position at Leading Compliance... and Regulatory Strategy Firm **Members Only**, professional for their Associate/Manager (Securities) position in Washington, .......
Title: Capital Markets Associate (Mid-Level) Job Responsibilities: The Capital Markets Associate (Mid-Level) at the law firm will be responsible for a variety of tasks related to public and private equity offerings. Key responsibilities include handling initial public offerings (IPOs) and follow-on offerings....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Securities / 1940 Act Associate... The candidate should preferably have top academic credentials, writing skills, as well as 2-4 years transactional and/or regulatory experience. Must have experience with the Securities Act of 1933, the... Securities Exchange Act of 1934... and/or the Investment Company Act of 1940, as well... as M&A experience. Large law firm experience strongly preferred.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate and Securities Associate The candidate should... preferably have 3-5 years of experience in securities regulatory (Securities Act of... 1933; Securities Exchange Act of 1934),... general corporate, and corporate... governance. SEC experience is a plus.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate/M&A/Securities Associate The candidate must have top academic credentials, writing skills, as well as 2-4 years transactional and/or regulatory experience. Experience with the Securities Act of 1933, the... Securities Exchange Act of 1934... and/or the Investment Company Act of 1940, as well... as M&A experience s. Large law firm experience is strongly preferred.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Securities Senior Associates and Counsel... The candidate must have in-depth 7+ years of experience in the following areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations, and knowledge... of NASDAQ and NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4, and 5); Compliance with R... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Associate and Counsel (Securities) The candidate will help... serve the firm's dynamic clients. Should have in-depth securities experience of 5+ years... in the following areas: public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934),... registration and listing of securities, debt obligations and knowledge... of NASDAQ and NYSE Rules, reporting on Forms 10-K, 10-Q, and 8-K, proxy statements for annual and special shareholder meetings, s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Associates to Counsel-Level (Securities) The candidate Should have... 5+ years securities experience in the following... areas: Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934);... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules; Reporting on Forms 10-K, 10-Q and 8-K; Proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4 and 5); Compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets and Investments Associate The candidate must have 3-6 years of law firm or SEC experience. Should have skills and knowledge related to a broad range of transactional, regulatory, and corporate governance matters, including under the Securities Exchange Act of 1934... and the Investment Company Act of 1940. Specific understanding... of investment funds structured as business development companies (BDCs) would be valued. Strong academic record is needed.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Associate The candidate must have 2+ years of experience in the Investment Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 1934,... and related... regulations. Should have experience representing registered investment companies, private funds, and investment advisers, including the preparation and review of registration statements and offering documents, board meeting materials, investment m... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets and Investments Associate The candidate should have 2-6 years of the law firm or SEC experience. Skills and knowledge related to a broad range of transactional, regulatory, and corporate governance matters, including under the Securities Exchange Act of 1934... and the Investment Company Act of 1940. Should have... excellent writing and analytical skills. Should have strong academic records and impressive communication abilities.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience... representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here