practice represents a diverse range of entities and individuals in matters related to securities market participants, including broker-dealers and registered investment advisers... - The group is involved in enforcement matters before the SEC, DOJ, PCAOB, and other regulators -...
as well as banks, broker-dealers, and other traditional financial... sector leaders. - Handle complex regulatory matters for clients, including regulatory structuring and negotiation of critical contracts. - Engage in product innovation and provide legal guidance on regulatory compliance. - Conduct thorough research and...
federal securities laws. Key responsibilities include: - Addressing Investment Company Act status issues and providing legal opinions. - Handling broker-dealer and investment adviser status... issues. - Offering counsel on broker-dealer and investment adviser registration... and compliance. - Assisting in t...
Title: M&A, Private Equity, Capital Markets & Finance Associate Job Responsibilities: The M&A, Private Equity, Capital Markets & Finance Associate at the law firm will be involved in a variety of corporate and finance transactional work. The responsibilities include: - Engaging in complex...
the law firm. The primary responsibilities include representing public companies, their executives, officers, directors, and board committees, as well as broker-dealers, mutual fund companies, and... other financial institutions in a wide array of litigation matters. The associate will handle comple...
a junior associate with 1-3 years of experience and one for a midlevel associate with 4-5 years of experience at a large law firm. - Must have experience with regulatory matters in the financial services space, such as broker-dealer, investm...
Title: Financial Services Associate (Attorney) Job Responsibilities: The Financial Services Associate will be responsible for engaging in corporate finance transactions with a strong emphasis on blockchain and digital technologies. The role involves working with both new and established companies in the token,...
Title: Futures & Derivatives Associate Job Responsibilities: The Futures & Derivatives Associate will be a part of the law firm's Futures and Derivatives practice. The responsibilities include advising financial market participants on various aspects of US commodity, futures, and derivatives regulatory, transactional,...
& Derivatives Associate Position Job Title: Associate Position Job Responsibilities: The Futures & Derivatives Associate will be responsible for advising financial market participants on various aspects of . commodity, futures, and derivatives regulatory, transactional, and enforcement issues. The associate will engage in the...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds.... Act as underwriters counsel on public...