Job Title: Staff Counsel Job Responsibilities:... - Independently manage all phases of litigation involving claims of moderate to heavy value. - Conduct comprehensive legal research and draft precise pleadings, motions, and other legal documents. - Lead settlement negotiations and participate...
Job Title: Vice President & Deputy... General Counsel Job Responsibilities: - Provide day-to-day legal counsel on general corporate, litigation, regulatory, and compliance matters. - Lead and mentor legal team members across various functional areas, including transactions, financing, disputes and claims, employment, insurance, and...
Job Title: Senior Securities Counsel Job Responsibilities: -... Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients,...
Job Title: Legal Counsel 3 (Commercial... Americas) Job Responsibilities: - Drive Commercial Success: Structure, draft, and negotiate a diverse portfolio of commercial agreements, including customer credit and card program agreements, technology and partnership contracts, and vendor service agreements. Provide legal support for...
Job Title: Consultant/Wealth Management Compliance Job Responsibilities: -... Lead or assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying...
Job Title: BDC (Business Development Company)... Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the...
Job Title: Tax Manager - Partnerships Job... Responsibilities: - Facilitate primary reviews of complex tax returns and provide tax consulting services for partnership clients. - Evaluate the tax aspects of partnership agreements and manage the client's Internal Revenue Code (IRC) 704b accounts. - Manage...