Title: Swap Dealer Regulatory Governance Officer Job Responsibilities: - Assist in the planning, coordination, and delivery of the annual Swap Dealer and Security-based Swap Dealer (SBSD) review. - Support complex rules-based Swap Dealer reviews by analyzing and providing credible challenges regarding key first...
Title: Legal, GBM Futures and Cleared Derivatives Attorney, Vice President Job Responsibilities: - Serve as a member of Global Markets Legal at a leading investment bank, addressing a wide range of legal and regulatory questions related to the Futures Commission Merchant (FCM)...
Title: Parametric Derivatives Attorney, Vice President Job Responsibilities: The Parametric Derivatives Attorney, Vice President, is responsible for advising on derivatives-related trading agreements and regulatory obligations within the Investment Management Legal team. The role entails: - Collaborating with business partners to...
of the company, focusing on regulatory issues, documentation, and other non-market risk matters for swaps and derivatives. The role... encompasses a variety of responsibilities, requiring the individual to manage legal, regulatory, credit, operational, and other non-market risks associated with th...
Title: Senior Counsel (FX) Job Responsibilities: The Senior Counsel at the company will provide legal support to the company's Global FX business, which includes entities such as the company's FX Markets, LLC, the company's SEF, LLC, a swap execution facility regulated by...