of tasks and functions, including but not limited to: - Supporting the relationship between management and the board of directors. - Preparing for on and off-site board and committee meetings. - Assisting with Securities and Exchange Commission and New York... Stock Exchange fi...
securities and governance team, part of the legal department. The responsibilities of this position include: - Assisting with Securities and Exchange Commission (SEC) and New... York Stock Exchange filings and disclosure... matters. -... Maintaining corporate record books for the company and its...
Friendly Job Title: FICC and Equities Summer Analyst at Global Banking & Markets, Chicago H1 Heading: Join Our Summer Analyst Program at Goldman Sachs in Chicago H2 Headings: - About the Program - Submitting Your Application - About the Division...
of 1933, the Securities Exchange Act of 1934, and... other relevant regulations such as Sarbanes-Oxley, Dodd-Frank, Regulation FD, and the JOBS Act. - Hold primary responsibility for the legal aspects of any SEC-required disclosures in the registration statement, prospectus, and other...
company's FX Markets, LLC, the company's SEF, LLC, a swap execution facility regulated by the Commodity Futures Trading Commission (CFTC), and the company's Fixed Income Markets, LLC, a broker-dealer regulated by the Securities and Exchange Commission (SEC) and FINRA.... Th...