Title: Compliance Attorney, Securities Job Responsibilities: The Compliance Attorney, Securities is a critical role within the company's Securities Compliance Department, which oversees two Broker-Dealers and a Registered Investment Adviser. The primary responsibilities include the interpretation and application of securities laws and regulations...
Title: Compliance Officer, Securities Job Responsibilities: The Compliance Officer, Securities, plays a crucial role within the Securities Compliance Department, which serves two Broker-Dealers and a Registered Investment Adviser. The primary responsibilities include: - Interpreting new and existing securities laws and regulations to provide...
Title: Trial Attorney Job Responsibilities: - Handle legal work on assigned cases and aggressively pursue files referred by the Claims Department. - Create and maintain a documented strategy for case handling in each assigned case, considering intangible factors such as the judge, plaintiff...
Analyst, Managed Payroll Services - Business Process Solutions The candidate will deliver payroll tax services for clients. Configure payroll wage codes to accurately apply employer and employee taxes and social security contributions. Ensure proper... setup and ongoing maintenance of local...
Title: AI and IT Compliance Consulting Director Job Responsibilities: - Lead AI Governance: Serve as the Compliance AI Program Owner, overseeing the intake, triage, and lifecycle management of AI initiatives. Ensure responsible, ethical, and compliant AI implementation. - Regulatory Strategy: Monitor global legislative...