Title: Head of Advisory Job Responsibilities: The Head of Advisory position requires an individual who possesses a deep understanding of . sanctions laws and regulations, particularly those of the Office of Foreign Assets Control (OFAC). The role involves familiarity with other sanctions...
Employee Status Regular Travel No Department Name Corporate Legal Department Job Industry Legal, Financial Services Company **Members Only** Job Function Legal Job Type Corporate Paralegal H1 and H2 Headings: H1: Corporate...
wide range of general corporate and securities law issues. This role... supports the company's corporate governance, strategic transactions, and obligations as a public company. Key responsibilities include: - Leading the company's public company compliance obligations, which involve preparing SEC disclosure doc...
Corporate & Investment Bank Securities Services Attorney Job Responsibilities: - Reviewing,... including custody, fund administration, and non-disclosure agreements for institutional clients. - Contributing to the oversight of the contents and execution of documents. - Ensuring day-to-day support of Securities Services business and functional... partners....
Associate General Counsel – Securities Job Responsibilities: The Senior Director, Associate... General Counsel - Securities at the company is... duties related to corporate securities and legal compliance. This... legal advice on corporate securities and SEC reporting matters,... including SEC filings, shareholder proposals,...
Job Title: Counsel, Securities Job Responsibilities: - Advise on securities... laws and related general... corporate law matters. - Support timely satisfaction of SEC and NYSE compliance and reporting obligations, including registration statements, proxy statements, and reports on Forms 10-K, 10-Q, and 8-K. - Review...
Job Title: Counsel - Securities and Corporate/Employment Job Responsibilities: - Collaborate... in planning and executing the Annual Meeting of Stockholders. - Work closely with senior leadership and investor relations on disclosure matters and compliance with... NYSE, SEC, and corporate law requirements, including...
Title: Paralegal - One Year Contract Hybrid Job Responsibilities: The paralegal will collaborate with the Senior Legal Counsel and the broader US legal team to provide comprehensive legal support across Company’s expanding private markets platform. The role encompasses various responsibilities, including: -...
Corporate Job Responsibilities: - Advise on securities law and SEC compliance,... including public company reporting activities such as current and periodic reports, proxy statements, registration statements, and Section 16 compliance. - Collaborate with the treasury-capital markets team and other legal and cross-functional teams...
Title: Paralegal, Capital Markets Job Responsibilities: The Paralegal for the Capital Markets team at the company will be responsible for a variety of tasks essential to the execution and management of complex financings across the company's global real estate funds. The...
Title: Junior to Mid-Level Securities and Governance Attorney Job Responsibilities: The... Junior to Mid-Level Securities and Governance Attorney will... be responsible for a variety of tasks within the corporate legal department. Key responsibilities include: - Assisting with the preparation of filings for periodic...
Title: Counsel, Corporate Governance and Reporting Job Responsibilities: - Serve as an integral partner in preparing for meetings of the Board of Directors and its committees, including preparation of meeting materials, resolutions, minutes, and conducting critical research. - Assist with...
Title: AI Security Engineer, Manager Job Responsibilities: As an AI Security Engineer, Manager, you will be responsible for ensuring the security of advanced AI models, data, and infrastructure. Your role will involve close collaboration with Data Scientists, Data Engineers, and MLOps/DevOps teams....
Security Engineer, Lead The candidate will safeguard the company's advanced AI models, data, and infrastructure. Work closely with Data Scientists, Data Engineers, and MLOps/DevOps teams. Implement defences against AI-specific attacks (adversarial, prompt injection, data leakage). Conduct AI-focused security assessments, penetration...
Title: Legal Affairs Manager Job Responsibilities: The Legal Affairs Manager is a key role within the General Counsel’s Organization, specifically aligned with Asset Management Legal. This position is integral to supporting the Columbia Threadneedle Investments, focusing on registered investment companies such as...
Title: Trade Finance Counsel Job Responsibilities: - Provide legal support to the Corporate & Investment Banking Group (CIB), including the New York branch and an SEC-registered broker dealer. - Counsel on legal and regulatory issues, conduct legal research, and review documentation for financial...
private investment activity. - Monitor the deal pipeline, confer with deal teams as appropriate, and ensure tracking of potential transactions within company systems. - Conduct research on potentially impacted public securities and issuers, as well... as deal/company facts to support materiality...
Title: Regulatory Counsel Job Responsibilities: The Regulatory Counsel position offers an engaging opportunity to work across various teams within the company, including Underwriting, Comptrollers, Investments, Regulatory Reporting, Tax, and Litigation. The role involves providing insurance regulatory support for the operations of the...
Title Financial Markets & Real Estate - Transactions, RMBS Securitization Manager Job Responsibilities - Assist clients with understanding complex financial structures prior to the issuance of securitizations. - Verify that disclosures align with underwriter's intent of the security structure. -...
Title: Product Counsel - Zelle Job Responsibilities: - Provide day-to-day support to the company's product team, advising on a wide range of legal issues throughout the product development lifecycle, including regulatory compliance, product marketing, and contracts. - Review and advise on legal risk...
Title: Product and Licensing Counsel Job Responsibilities: As a Product and Licensing Counsel, the candidate will support the development, launch, and governance of the Company's global data and technology products. This role involves partnering with product managers, engineers, data scientists,...
Title: Associate General Counsel, Investigations Job Responsibilities: - Lead and advise on investigations into on-platform abuse, including complex matters related to terrorism, threats of violence, child safety, human exploitation, and fraud/scams. - Counsel integrity teams on investigations, crisis response, and information-sharing initiatives. - Ensure...
Title: Director, Associate General Counsel- Data/AI Governance Job Responsibilities: The Director, Associate General Counsel, Privacy at the company will be a critical member of the international legal team, operating in the fast-paced adtech industry. The primary responsibility is to work on the...
spotting and application of federal securities laws affecting retail investment... advice, including Regulation Best Interest, the Investment Advisers Act, FINRA rules, and state securities regulations. - Conduct legal,... factual, and benchmarking research and prepare summaries of risk/legal analysis. - Re...
with other sanctions regimes such as those in the EU and UK. The responsibilities include: - Assessing both direct and indirect sanctions risks in various business activities, including transactions, client onboarding, periodic reviews, securities-related escalations, and payments. -... Conducting sa...
Title: Legal Counsel, Privacy & Product Job Responsibilities: - Serve as a legal advisor for cross-functional product teams building and evolving digital platforms, apps, tools, and AI solutions. - Advise on legal and regulatory aspects of product development, including privacy, data...
Title AI Security Engineer, Manager Job Responsibilities As an AI Security Engineer, Manager at the company, you will play a vital role in protecting advanced AI models, data, and infrastructure. Your responsibilities will include: - Implementing defenses against AI-specific attacks such as adversarial attacks,...
Security Engineer, Lead The candidate will safeguard the company's advanced AI models, data, and infrastructure. Work closely with Data Scientists, Data Engineers, and MLOps/DevOps teams. Implement defences against AI-specific attacks (adversarial, prompt injection, data leakage). Conduct AI-focused security assessments, penetration...
will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional business. Key responsibilities include: - Advising on product and service development, ongoing plan administration, reporting and disclosure, document and contract support,... client escalation, a...
Senior Counsel, Corporate and Securities Job Responsibilities: The Senior Counsel, Corporate... and Securities, will support the day-to-day... company's Board of Directors, senior management, and various company functions and businesses. Key responsibilities include: - Developing and providing advice regarding securities law disclosure and complia......
Title: VP, Wealth Management Advisory Attorney Job Responsibilities: - Provide day-to-day legal support for Company's Wealth Management's investment advisory business. - Offer legal analysis and advice regarding applicable rules, regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade...
Title: Counsel, Regulatory Job Responsibilities: - Advise across the organization on issues primarily related to sanctions, anti-money laundering (AML), and export controls that affect the company, including its subsidiaries, strategic initiatives, and potential commercial and philanthropic opportunities. - Provide support to the Global...