on . and international securities laws and regulations, including the Investment Company Act, Exchange Act,... Investment Advisers Act, and FINRA... rules. - Offer advice and counsel to the company's limited-purpose broker-dealer on compliance with FINRA rules and other regulatory matters. - Draf...
legal analysis to senior lawyers regarding day-to-day investment management activities, including investment... management agreements, private fund... formation, investment documents, and general corporate/governance... matters. - Assist in supporting all legal aspects of separate account, private fund, SMA/wrap, group trust, and sub-advisory relationshi...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise the Fidelity Digital Asset...
Job Title: Investment Management Governance Attorney, VP Job... board meetings, and . registered fund disclosure practices. - Collaborate... with members of the Legal and Compliance Division to advise key business stakeholders across functional areas on board initiatives and the fund lifecycle process,...
of the General Counsel’s Organization, as well as with various lines of business within the company. The role primarily supports Columbia Threadneedle Investments registered investment companies, which include... mutual funds, ETFs, closed-end funds, and Columbia collective investment trusts (CITs). Key responsib...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company will serve as a visible leader, providing legal and policy advice on privacy, technology development, cybersecurity, incident...
compliance framework for the company's real estate investment funds. This includes ensuring... adherence to laws and regulations related to fund management such as securities laws, sanctions laws, anti-money laundering (AML) regulations, investor protection standards, and data privacy laws. Key responsi...