Title: Senior Director, Senior Managing Counsel Job Responsibilities: - Report to the Head of Legal for the company’s Pershing/Wealth Services and serve as a key adviser to the business. - Manage and negotiate contracts for Pershing for a variety of...
Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of Legal and serve as a key adviser to the business. - Manage and negotiate contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal...
Title: Senior Data Privacy & Governance Analyst Job Responsibilities: - Develop, implement, and administer the company's global data privacy and governance strategies and compliance program, ensuring alignment with the company's strategic goals. - Establish goals, create policies, and implement procedures, including enforcement measures...
Governance, Risk, and Compliance Officer Duties: The candidate will be responsible for developing and implementing the US Firm's data governance strategy with regard to alignment and compliance with relevant laws and regulations. Role involves creating and maintaining strong relationships with...
Title: Compliance Specialist I Job Responsibilities: The Compliance Specialist I at the company is tasked with supporting legal and regulatory compliance. This is achieved by assisting with the implementation, administration, and monitoring of regulatory and legal compliance-related programs, assessments, projects, internal customer...