GCO Legal H1 Headline: Senior Counsel-Asset Management at Ameriprise Financial: Join Our Team! H2 Headline: Seeking Experienced Attorney to Support Asset Management Business at Ameriprise Financial Senior Counsel-Asset Management: Join Our Team at Ameriprise Financial! Job Title:...
GCO Chief Operating Office Department GCO Legal H1 Friendly Headings: - Senior Counsel-Asset Management at Ameriprise Financial - Legal Counsel Position Supporting Asset Management Business - Opportunity to Work Remotely or On-Site in Various Locations - Full-Time Position...
Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Requisition ID: R-040581 Company Overview: **MEMBERS ONLY**SIGN UP NOW***. is a leader in the financial markets, supporting over 24,000 financial advisors and 1,100 institution-based investment programs...
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Join Our Team of Legal Professionals at Ameriprise #H2# About the Counsel Role Ameriprise is looking for experienced legal professionals to provide institutional and retail asset management lines of business with legal advice and transaction support. The Counsel role requires...
Counsel of Institutional & Retail Asset Management Salary: Not Specified Company: A Diversified Financial Services Company and Bank Holding Company Location: Charlotte, NC (Remote) Experience: 1-3 years H1: Legal Counsel for Institutional & Retail Asset Management H2: Responsibilities and Qualifications Key Points: - Provide legal advice and transaction...
Counsel - Wealth and Investment Management Investment Solutions ... ### Job Summary **MEMBERS ONLY**SIGN UP NOW***. is seeking a Lead Counsel to join the legal team supporting the Wealth and Investment Management (WIM) Investment Solutions... business unit. This senior attorney will join...
Counsel, Sales Dimensional is looking for a Counsel, Sales to join its Legal department in Austin, Texas or Charlotte, North Carolina. The Counsel, Sales will be responsible for providing legal expertise to Dimensional entities and supporting the company’s global...
which supports multiple registered investment advisors that provide retail... and institutional products and services, a wealth management business, 529 college savings programs, wrap fee program, gift administration services to charitable organizations and their planned giving programs, and related businesses and...
Counsel to join the Investment Solutions Center of Excellence... focus on providing legal advice to the business units within Wealth & Investment Management (WIM) responsible for... the selection and offering of alternative investment products to **MEMBERS ONLY**SIGN UP NOW***.... clients. The Seni...
asset managers, including the Investment Company and Investment Advisers... 1940. The Commodity Exchange Act and related regulations of... operators and commodity trading advisors. Negotiation of investment management agreements for institutional... separate accounts and sub-advisory mandates. Trading agreements, including ISDAs. Regulati...
5 - Fiduciary and Investment Management Compliance The candidate... the businesses and supporting group partners on select OCC, FRB and SEC regulations and risk topics including the Investment Company Act of 1940,... Investment Advisers Act of 1940,... and Recordkeeping an...
sources which include the Investment Company Act of 1940,... Investment Advisers Act of 1940,... and Record keeping and... Confirmation Requirements for Securities Transactions (12 CFR 12); Conduct compliance risk assessments and work in conjunction with the testing and monitoring teams...
join the Wealth and Investment Management (WIM) Legal Team.... The selected individual will provide legal support to the WIM bank, brokerage, and investment advisory client-facing forms and... disclosures. This position will report to the Counsel Senior Manager who leads a...