Title: Vice President & Deputy General Counsel Job Responsibilities: - Provide day-to-day legal counsel on general corporate, litigation, regulatory, and compliance matters. - Lead and mentor legal team members across various functional areas, including transactions, financing, disputes and claims, employment, insurance, and records...
Title: Legal Counsel 3 (Commercial Americas) Job Responsibilities: - Drive Commercial Success: The candidate will be responsible for structuring, drafting, and negotiating a wide variety of commercial agreements. These include customer credit and card program agreements, technology and partnership contracts, and vendor...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with clients, service...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Conduct a broad scope of work during client reviews of varying complexity...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work...