Title: Private Banker Job Responsibilities: - Develop and manage relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage. - Ensure relationship profitability and portfolio...
Title: Financial Advisor Senior Job Responsibilities: The Senior Financial Advisor (SFA) serves as the primary point of contact for Wealth Management within the assigned line of business, focusing on developing new business and maintaining relationships with affluent individuals and families in a...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel will be part of the Legal Risk Sustainability Compliance (LRSC) Team and will act as in-house counsel dedicated to supporting the company's real estate investment funds. The...
Title: Private Banker Job Responsibilities: - Develop and manage client relationships with high-net-worth and ultra-high-net-worth individuals and families within a specific market. - Provide integrated financial services advice, including banking, credit, asset management, trust and estate planning, and brokerage. - Manage overall relationship profitability...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
The candidate will review and prepare regulatory responses and documents. Will interact with State and Federal Regulators, as needed, under supervision of more experienced attorneys. Interact with outside counsel under supervision of more experienced attorneys. Participate in business and planning meetings with the ability to offer practical legal advice. Perform legal research. Must have a JD degree with a good academic background and member of the California Bar, o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst - Regulatory Affairs The candidate will support the network of company's broker/dealers and registered investment advisers with regulatory and customer complaint matters. Will receive, investigate and respond to customer complaints and other allegations of potentially inappropriate activities by the company's associated registered representatives and Investment Advisor Representatives, and coordinate responses to inquiries received from various regulatory... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Duties: Provides comprehensive broker-dealer services, innovative technology, and competitive advisory programs for independent financial professionals and financial institutions associated with its independently managed broker-dealers and investment advisers. Join a group of highly experienced lawyers who have corporate, litigation, broker-dealer and investment advisory practices. This opportunity is right for an attorney with a solid basis in the Investment Advis... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal Duties: The Paralegal performs legal work under the direction of an attorney and paralegal supervisor. Supports litigation attorneys and paralegal supervisor in all facets of litigation. Supports attorneys in all facets of federal, state and FINRA regulatory actions. Organize and... maintain litigation files. Work with insurance carriers on billing and claim notices. Work with various departments to obtain necessary information relating to claims. Work with finance de... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Paralegal The candidate will primarily support attorneys handling FINRA arbitrations, litigations and regulatory... enforcement matters, and offers an excellent opportunity for long-term professional growth and a competitive compensation package. Will perform legal work under the direction of an attorney and paralegal supervisor. Support litigation attorneys and paralegal supervisor in all facets of litigation. Organize and maintain litigation files. Work with insura... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Corporate Attorney **Members Only** seeks two in house attorneys for growing Legal Department in El Segundo. Company: Based in El Segundo, California, read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Attorney The candidate will manage outside attorneys representing firm in litigation in arbitration, mediation, and court. Will work with insurance carriers and brokers to ensure coverage for cases. Manage litigation docket to efficiently resolve cases. Work with Litigation Paralegal to provide accurate litigation dockets and work with Finance to ensure that reserves are accurate. Must have 7-12 years of experience. Previous experience with FINRA arbitration is ne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel (Litigation Attorney) The candidate will manage outside attorneys as well as to handle some in-house litigation and manage SEC and FINRA enforcement matters. Will manage... outside attorneys representing Cetera in litigation, arbitration, mediation, and court. Manage SEC and/or FINRA enforcement actions. Work with... insurance carriers and brokers to ensure coverage for cases. Handle some litigation cases in house. Manage litigation docket to efficiently resolve cas... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Affairs Compliance Analyst The candidate support the network of group broker/dealers and registered investment advisers with regulatory and customer complaint matters. Receive, investigate, and respond to customer complaints and/or allegations of potentially inappropriate activities by the firm’s associated registered representatives and Investment Advisor Representatives. Reviews will include an analysis as to whether relevant firm policies and procedures and reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here