Title: Equity Derivatives Contract Negotiator Job Responsibilities: - Negotiate a diverse array of trading agreements including ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements (CCAs), and...
Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
fund formations. Ensure compliance with SEC regulations and offer strategic advice on structuring deals. - Regulatory Compliance: Provide guidance on SEC, FINRA, and other securities regulatory... matters. Help clients navigate complex rules and mitigate risks. - Public Offerings and Securities Transactions: A...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise the Fidelity Digital Asset...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...
Title Director, Tax Counsel Job Responsibilities The Director, Tax Counsel will become a member of the Tax Planning team within the Corporate Tax Department at the company. This role involves providing support on a wide variety of tax matters for...
business, including SEC, CFTC, FINRA, and NFA requirements. - Providing... legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with...