Title . Private Bank - Private Banker - Vice President/Executive Director Job Responsibilities - Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions, and delivering an exceptional client experience. - Generate business results and...
Title: Managing Counsel – Data Center and Networking (Power and Energy Focus) Job Responsibilities: The Managing Counsel for Data Center and Networking at the company is tasked with providing legal support for complex data center power and energy transactions with data center...
Title: Manager, Retail Operations - TurboTax Job Responsibilities: Leadership & Team Coaching: - Provide ongoing coaching and mentorship to develop team skills and confidence. - Deliver constructive feedback and recognition that drives engagement and performance. - Conduct performance reviews and set clear, motivating goals for...
Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance... issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms and conditions and other information. - Keep abreast of regulatory developments that impact...
the Global Head of Regulatory Strategy and Advisory, Legal,... the HLC will manage legal affairs across all jurisdictions where Company operates. Key responsibilities include: - Providing legal support for commercial business initiatives and assisting the business development team. This involves negotiating...
Title: FVP Associate General Counsel Job Responsibilities: The FVP Associate General Counsel at Company acts as a strategic advisor and legal leader, collaborating closely with the General Counsel to oversee the Bank's legal affairs and manage complex legal projects. Key responsibilities include: -...
Title: Senior Counsel and Director, Strategy & Partnerships Job Responsibilities: - Provide expert legal counsel for structuring and negotiating private investment platforms, including direct responsibility for GP stakes and the establishment of rated feeder fund structures. - Advise on and...
brokerage, technology, and operational services within Pershing. - Provide general... legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide... busin...
- Influence decision-making at the executive level, providing strategic legal advice on key business decisions and transactions. - Provide strategic legal advice and support, particularly in high-demand areas such as mergers and acquisitions, intellectual property, and regulatory compliance. - Ensur...
Banking business lines offering loans and deposits to high-net-worth individuals. - Provide strategic advice on the development of new products and services, ensuring that all products... adhere to applicable regulatory requirements. - Negotiate and... draft legal documentation for specific transact...
legal advisor on bank regulatory matters. - Support regulatory strategy... and manage interactions with federal banking regulators, including the Federal Reserve, Office of the Comptroller of the Currency (OCC), and Federal Deposit Insurance Corporation (FDIC). - Provide guidance on compliance, risk, and...
the company, the primary responsibilities include providing legal support for platforms where alternative investment products are available to customers. This role encompasses strategic initiatives, regulatory compliance, and negotiating agreements... with product issuers or advisers. Key duties involve: - Offering lega...
(GAIS) group, primarily to the Private Bank distribution business. - Advise on a wide range of legal issues related to investment management advice and products. - Support regulatory developments, new product development,... and product launches. - Collaborate with Legal Department colleagues and c...
Counsel - Commercial Banking Services Job Responsibilities: The Counsel for... Commercial Banking Services will be responsible for... relevant to the business's products, operations, strategy, risk appetite, and regulatory environment. - Identifying legal... issues and interpreting legal requirements through a balanced under...
to payment products and services. The candidate will be... expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal...
range of legal and regulatory questions related to the... Futures Commission Merchant (FCM) business and associated functions. - Act as a trusted advisor to the business and control-side colleagues, providing counsel on all aspects of the dynamic business environment. - Participate in...
Job Title: Financial Services - Customer Tax... and Reporting - Tax Services Senior Analyst-EDGE Job Responsibilities: - Work... independently to identify and address problem areas ensuring tax returns, tax research, tax accounting, and tax projects are completed timely, efficiently, and accurately. This...
to support the company's Fixed Income and Equities (FIEQ) institutional sales and trading businesses. Key responsibilities include: - Providing legal advice and assistance to business, Credit, Risk, and Compliance partners on legal, regulatory, and reputational issues arising... from FIEQ b...
Job Title: Securities Services Attorney - Executive Director Job... finance, custody, and fund services with institutional clients. - Collaborate... with stakeholders across Securities Services product areas, including senior... business and control partners, to identify and mitigate legal risks. - Analyze and assess the...
Title: Payments Attorney Job Responsibilities: - Provide legal advice on the operation and development of payment systems, including check, ACH, wire, and instant payments. - Draft and provide guidance on payment system rules and rule interpretations. - Research, interpret, and advise on applicable federal...
Title: Partnerships Counsel Job Responsibilities: - Serve as the primary legal advisor for product development, marketing initiatives, and new features, ensuring compliance with relevant laws and regulations in the fintech and consumer credit space. - Act as a strategic partner to the business...
Title: Executive Director, Assistant General Counsel - Asset Management Job Responsibilities: The Executive Director, Assistant General Counsel - Asset Management at the company is tasked with providing comprehensive legal coverage and oversight for the company's affiliated . investment adviser. This leadership role...
Responsibilities: - Provide legal and regulatory advice to business units... on the application of exchange rules and federal securities laws, primarily with respect to equities and options trading. - Conduct research, analysis, and produce written work regarding SEC and SRO rules, including...
to the Head of Legal for Company Pershing/Company Wealth Services. The primary responsibilities include: -... Acting as a key adviser to the business, providing essential legal guidance. - Managing and negotiating contracts for Pershing, covering a wide range of advisory, custody, oper...
operations of the Wealth Management Division at the company. The role involves advising on a wide range of legal and compliance issues pertaining to the company's wealth management services, including Registered Investment Adviser... (RIA), Broker-Dealer, and Trust offerings. Key re...
and investment advisory products, services, and sales channels for... retail businesses. - Advise on a wide range of projects and initiatives to help define retail Wealth Management businesses. - Provide timely, strategic legal counsel by leveraging legal experience and deep understanding of...
Title: Senior Vice-President, Counsel – FX and Derivatives Job Responsibilities: - Negotiating ISDAs, CSAs, account control agreements, innovations, guarantees, and related documentation in support of the company's FX & Derivatives businesses. - Managing a team of document negotiators. - Collaborating closely with business partners...
Title: Assistant General Counsel, Private Capital Attorney Job Responsibilities: The Private Capital Attorney will join the Office of the General Counsel to provide effective and creative legal guidance aligning with the core values of the company. The role directly influences decision-making, fosters...
and related strategic initiatives. - Advise on regulatory issues relevant to the... . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Advise on activities of limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and disclosure rules....
Title: Prime Brokerage and Securities Finance Attorney Job Responsibilities: In the role of Prime Brokerage and Securities Finance Attorney, the candidate will be responsible for the preparation, negotiation, and tracking of various legal agreements related to derivatives and securities financing transactions. These...
counsel on insurance and broker-dealer regulatory matters, ensuring compliance with... state, federal, and industry requirements. This role includes serving as the legal officer for the company's Broker-Dealer affiliate and overseeing broker-dealer governance and regulatory obligations. Key responsibilities include: -... Handling a...
Title: Senior Counsel - Investment Grade Debt Capital Markets Origination Job Responsibilities: - Lead or participate in moderately complex initiatives and deliverables, contributing to large-scale planning. - Review and analyze moderately complex challenges requiring an in-depth evaluation of variable factors. -...
SEO Friendly Job Title: Regulatory Attorney - Midtown NYC/Florida... Legal Team as a Regulatory Attorney in Midtown NYC/Florida... **Members Only** Seeks Experienced Regulatory Attorney for Legal Department... - Versatile and Experienced Regulatory Attorney Needed at Emigrant... the US as a Regulatory Attorney - Competitive Salary......
Finance Attorney - Vice President, Assistant General Counsel New York, NY, United States Job Summary: - Seeking a highly experienced and knowledgeable Public Finance Attorney to join our legal department at JPMorgan Chase & Co. - This...
legal team to provide comprehensive legal support across Company’s expanding private markets platform. The role encompasses various responsibilities, including: - Making regulatory filings in accordance with... the legal team's framework and coordinating with third-party service providers to ensure timely submissions. - Maintain...
Management System business. The key responsibilities of this position include providing legal advice and support on financial services related to transaction... banking, cash management, deposits, and payment services. The Director, Counsel will... act as the primary attorney and relationship...
technology, licensing, vendor, data, and partnership agreements. - Support corporate governance, board materials, policy updates, and entity management. - Provide legal guidance on regulatory matters impacting fintech, payments,... crypto, digital assets, AML, data privacy, and consumer protection. - Collaborate with Compliance and R...
Title: Paralegal Job Responsibilities: The paralegal role involves collaborating directly with the Chief Legal Officer and the General Counsel, participating in various workstreams within the legal department. Key responsibilities include: - Reviewing and supporting the drafting of contracts, including Non-Disclosure Agreements (NDAs), onboarding...
Title: Lending Attorney, Global Corporate Banking - Vice President, Assistant General Counsel Job Responsibilities: - Provide transactional support for both syndicated and bilateral loan transactions. This includes analysis and advice on structural and risk issues, as well as the review and negotiation...
- Assist with insurance regulatory and compliance matters of... the . entities. - Liaise with regulators on various matters as they arise. - Assist with general corporate legal, corporate governance, and compliance matters of the . entities. - Assist with...
a primary focus on PE/VC partner financing, commercial lending, asset-backed lending, and deposit-based and family office-oriented customer products and services. - Collaborate closely with management,... functional partners, operations, and legal colleagues on new initiatives, including third-party platform-based strategies, problem-solving, and...
team, with a focus on supporting global businesses concerning transactional and regulatory advice, particularly in financial products such as derivatives,... structured lending, and repo. Key responsibilities include: - Advising on US legal and regulatory aspects of financial transactions or organizing externa......
Governance sector focusing on Financial Crime, you will take... on a role as a Project Delivery Specialist. This position is designed for experienced professionals who wish to work in a collaborative environment without the extensive demands of travel. You will...
Title: AML Project Delivery Senior Analyst Job Responsibilities: As an AML Project Delivery Senior Analyst, the candidate will engage in a variety of responsibilities aimed at supporting client service delivery, particularly within the areas of Anti-Money Laundering (AML) and sanctions. The role...
all relevant legal and regulatory matters and relevant securities... laws applicable to public and private offerings of securitizations. This includes knowledge of Regulation AB/AB II, Rule 192, and the credit risk retention rules, along with related structuring, reputational, and litigation...
Job Title: Swap Dealer Regulatory Governance Officer Job Responsibilities: - Assist... in the planning, coordination, and delivery of the annual Swap Dealer and Security-based Swap Dealer (SBSD) review. - Support complex rules-based Swap Dealer reviews by analyzing and providing credible challenges regarding key...
Title: Product Counsel - Zelle Job Responsibilities: - Provide day-to-day support to the company's product team, advising on a wide range of legal issues throughout the product development lifecycle, including regulatory compliance, product marketing, and... contracts. - Review and advise on legal risk...
Advise the business on regulatory and compliance matters related... to the payments and financial services sector. - Provide... of new products and services within the Amazon Payments... business. - Structure, draft, and negotiate commercial agreements pertaining to domestic and international...
part of the company's Regulatory, Risk & Forensic team,... navigating complex risk and regulatory environments. Your primary responsibilities... include: - Developing and maintaining strong client relationships and mentoring professionals across project teams. - Designing, reviewing, enhancing, implementing, and monitoring AML and sanctions...
the rapidly expanding payments businesses. Key duties include: - Advising the Amazon Payments business teams on regulatory and compliance matters to... ensure adherence to legal standards in the financial services space. - Providing product... development advice, ensuring that new products and service...