Responsibilities: - Implement the highest corporate governance standards and structure... related executive compensation and corporate governance disclosures. - Provide legal... support for all SEC filings and reporting activities. - Offer legal support for finance and treasury initiatives, including capital markets transactions. - Support the...
Job Title: Corporate Counsel Job Responsibilities: - Review, draft,... informed about changes in corporate, employment, and independent contractor... law, as well as regulatory updates, ensuring the company remains compliant with all applicable laws. - Develop and implement internal legal policies and procedures to...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues....
Job Title: Corporate Counsel Job Responsibilities: - Provide practical... legal guidance for product launches, marketing campaigns, and contact-center workflows including web, chat, SMS, email, and voice. - Review consumer-facing disclosures and scripts to ensure clarity, accuracy, and alignment with the company's "informational, not...
Lead and manage all legal matters, encompassing corporate governance, commercial contracts, mergers... and acquisitions (M&A), intellectual property (IP), employment, litigation, and regulatory compliance. - Develop and implement a comprehensive compliance program that includes Foreign Corrupt Practices Act (FCPA) compliance, trade complianc...