Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues....
Title: Director, Managing Counsel Job Responsibilities: - Report to Head of Legal for **Members Only** Pershing/**Members Only** Wealth Services and serve as a key adviser to the business. - Manage and negotiate contracts for Pershing for a variety of advisory, custody, operational, and...
Title: Tax Senior Manager - Global Trade Advisory (GTA) Job Responsibilities: As a Senior Manager on the Global Trade Advisory team, the primary responsibilities include: - Participating in engagements requiring regulatory analysis for various entities and their affiliates. - Working with . and multinational...
Title: Senior Director, Senior Managing Counsel Job Responsibilities: - Report to the Head of Legal for the company’s Pershing/Wealth Services and serve as a key adviser to the business. - Manage and negotiate contracts for Pershing for a variety of...
Title: Senior Vice President, Counsel Job Responsibilities: - Report to the Head of Legal and serve as a key adviser to the business. - Manage and negotiate contracts for a variety of advisory, brokerage, technology, and operational services. - Provide general legal...