Job Title: Counsel – Broker-Dealer Regulatory Job Responsibilities: - Provide legal... the Investment Company Act, Exchange Act, Investment Advisers Act, and FINRA rules. - Offer advice and counsel to the company's limited-purpose broker-dealer on compliance with FINRA... rules and other regulatory matters. - Draf...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company will serve as a visible leader, providing legal and policy advice on privacy, technology development, cybersecurity, incident...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...
aspects of financial services tax engagements, including those related to hedge funds, private equity, venture capital, broker-dealers, and management companies. - Conducting... research and drafting memoranda on complex tax matters. - Identifying and implementing tax planning opportunities to optimize client tax situations....
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
President, Deputy General Counsel The candidate work includes: managing and leading a team of legal professionals; providing advice and counsel to senior management; acting as subject matter expert in relevant areas of law; contract negotiation and drafting; and other day-to-day legal matters. Responsibilities: Manage and lead a team of attorneys and paralegals. Provide advice and counsel to senior management and other business leaders on legal, regulatory, legislative,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate ‘will play a key role in read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Director The candidate will provide legal advice and services to the Financial Services (FS) business and its dually registered investment adviser/broker-dealer services. Specific areas of focus will include advising on the provision of investment advisory services, the distribution of investment products and services, and sales practice and supervision considerations related to the provision of investment advisory and brokerage services through fie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel Director The candidate will lead and/or participate on project teams for TFS and TCS initiatives and present legal advice effectively to stakeholders and senior leaders. Will handle legal matters to advance key business objectives, such as researching and advising on the development and distribution of new products and services for TFS and TCS and the continued maintenance and growth of existing products and services, while addressing evolving legal... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Analyst Officer The candidate will be supporting the State Street Global Services - Alternative Investment Solutions division, with specific focus on the Private Equity and Real Estate Fund Services business unit. Will assist in the analysis and management of risk in providing custody, accounting and other administrative services to alternative investment vehicles (primarily Private Equity and Real Estate investment vehicles.). Work within an existing risk management te... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Investment Management The candidate will provide general advice on issues pertaining to the laws, rules and regulations applicable to investment advisers and broker-dealers with respect to the... organizing and offering of interests in hedge funds, private equity funds and managed futures funds. Will serve in the emphasis on laws, rules and regulations arising out of the Securities Act of 1933, the Securities Exchange Act of 1934, Commodity Exchange Act, Investment C... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Business Manager The candidate will work closely with Legal and Compliance to identify, interpret, and implement business practices surrounding evolving regulatory rules. Will design and implement processes and workflow related to the broker-dealer and the execution of... such going forward. Work closely with regulatory bodies (FINRA, CFTC) as necessary to manage the business relationship, to filings and examinations. Ensure all written supervisory procedures as filed under FIN... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney - Investment Management The candidate will provide general advice on issues pertaining to the laws, rules and regulations applicable to investment advisers and broker-dealers with respect to the... organizing and offering of interests in hedge funds, private equity funds and managed futures funds. Will work with emphasis on laws, rules and regulations arising out of the Securities Act of 1933, the Securities Exchange Act of 1934, Commodity Exchange Act, Investment Comp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Head of International Risk Program Governance and Oversight The candidate will provide Enterprise oversight and credible challenge to all company international activities to ensure that the management of all risks is comprehensive, effective and sufficient. Provide an independent view of international risk and risk management processes associated with the control/mitigation of all risk types, including regulatory and compliance risks (banking, broker/dealer, financial crimes... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Investment Management The candidate will provide general legal counsel to AMGs investment management business as well as specific advice on products services and certain legal actions. Will review legal contracts and documents. Directly or through staff conduct legal research. May represent the bank in legal actions. Will lead a team (1 attorney, 1 paralegal) dedicated to supporting Bank’s Alternative Investment businesses and will be responsible for providing s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here