issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including... Delaware trust) offerings and services. - Develop and support implementation of legal assessments, interpretations, recommendations, and opinions on laws, policies, and regulator...
Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The Chief Privacy Officer (CPO) and Senior Vice President, Associate General Counsel at the company will serve as a visible leader, providing legal and policy advice on privacy, technology development, cybersecurity, incident...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel at the company will be an integral part of the Legal Risk Sustainability Compliance (LRSC) Team. This role is dedicated to supporting the company's real estate investment...
and NFA requirements. - Providing legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of... the investment adviser, including licensing, marketing, and disclosure rules. - Assisting in drafting and negotiating distribution and service agreements with intermediaries. - Advising on matters...
aspects of financial services tax engagements, including those related to hedge funds, private equity, venture capital, broker-dealers, and management companies. - Conducting... research and drafting memoranda on complex tax matters. - Identifying and implementing tax planning opportunities to optimize client tax situations....