Works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex legal concepts relating to technology and intellectual property. Works independently and under the general guidance of senior management to perform a variety of specific duties, including applying advanced analytical skills when providing legal services to FINRA companies, off... read more
The Enforcement Chief Counsel leads teams of Enforcement directors and the attorneys who report to them, to manage Enforcement cases through all stages from inception to completion. The Chief Counsel is a senior legal advisor to Enforcement and is responsible for achieving consistent and foreseeable Enforcement outcomes, including by identifying interpretive issues and collaborating with other senior managers across FINRA to develop an effective regulatory response. The Chi... read more
The Associate General Counsel, Labor and Employment provides legal counseling to the company on employment law matters, offers pre-litigation expertise, manages litigation risk in pending lawsuits, and prepares or supervises the preparation of all legal pleadings filed on behalf of FINRA in employment cases. Provides strategic management direction and critical leadership in all areas of labor relations management; advises executive leadership on all labor relations matters;... read more
The candidate will be responsible for: Designing, maturing, and implementing an overall risk management process for the organization. Performing a risk assessment: Analyzing current risks and identifying potential risks. Performing a risk evaluation: Evaluating previously handled risks and comparing mitigation approaches to potential risks. Collaborating with leadership to determine and document the organizations level of risk tolerance. Developing proposed re...
The candidate will be responsible for managing Insurance Defense and Tort Litigation / Disputes work and related issues/matters. Represents insureds and the Company in the defense of bodily injury and property damage lawsuits, subrogation, and Allstate Financial cases. Prepares for and conducts hearings, trials, arbitrations, mediations, and depositions. Prepares and argues pre and post-trial motions. Assists colleagues in the resolution of calendar conflic...
Senior Proposal Manager
The candidate will develops, plans and schedules proposals. Compiles cost, schedule, and technical elements in the development of proposals in accordance with request for proposal (RFP) specifications. Coordinates the collection and accumulation of cost, scheduling, and performance elements from functional departments. Researches and analyzes historical data, develops cost models to support proposal efforts. Coordinates activities and participates i...
Cyber Claim Counsel
The candidate will be responsible for: Within authority limit, thoroughly analyze, investigate, negotiate and resolve moderate severity First Party Cyber claims with moderate supervision by claims management. Make appropriate decisions within own claim authority and make appropriate recommendations to management when necessary. Comply with all policies and procedures, including compliance, regulatory and Bond performance and customer service standards. ...
Information Review and Release Analyst Part-Time
The candidate will organize documents in preparation for legal counsel to review must be properly recorded with accuracy, act as a liaison for Other Government Agency (OGA) involved in the process, conduct desktop research analyze results to determine the relevance of a new search or see whether the requested records have been previously declassified and/or released. Will provide the rationale for redaction actions on the el...
Testimonial of the Week
LawCrossing is fantastic! When I am looking for a job, it is the first place I come to. The service is very good and I enjoyed the emails. LawCrossing has more jobs and it is more tailored. Other sites gave a lot of irrelevant results. Your site may have a great algorithm, but it felt like an actual person choosing jobs they felt would be good based on my search. I will always recommend this site!
Legal Assistance Services
The candidate will manage grievance appeal cases from receipt through processing, investigation, hearing, document control and accessibility, decision-making and resolution including. Identify essential elements of the parties’ positions and monitor their development. Provide members of the Board with status summaries to facilitate Board decisions on jurisdiction and merits. At the Board’s direction, procure relevant agency records. Maintain t...
Tax Accounting Senior Principal
Description: Analyze federal, state, local, and international tax returns by examining accounts and records and computing returns according to prescribed rates, laws, and regulations. Ensures that records, returns and related reports comply with all local, state, federal and/or international regulations. Specific duties may also include: auditing financial records to determine tax liability; preparing claims for tax refunds; maintaining ongo...
Corporate Counsel - Product Regulatory
The candidate will advise the Company in connection with automotive regulatory compliance, including safety recalls, TREAD reporting, and administrative investigations and enforcement; interacting with internal technical staff, coordinating with responsible business units and counterparts in the legal departments in Europe, Canada, and Mexico, and supervising, as necessary, outside counsel and others working on these topics. Further a...
The candidate should have 4 years of experience working on Non-Immigrant petitions specifically H-1B Visas, L-1 Visas and Green Card processing, with responsibility for assuring to deliver prompt and accurate immigration services to our employees and organization. Responsibilities: Helping our employees in all aspects with non-immigrant and immigration related issues including filing H-1B Petitions, L- 1 Petitions, International travel, Visa sponsorsh...
Information Reveiw and Release Analyst
Duties: Oversee the process of document declassification related to litigation cases, such as civil or criminal cases. Will use the criteria of Executive Order (EO) 13526, or as amended, the Freedom of Information Act and Privacy Act laws. The right candidate will; organize documents in preparation for legal counsel to review must be properly recorded with accuracy, act as a liaison for Other Government Agency (OGA) involved in the pr...
The Ethics / Code of Conduct Office (the Ethics Office) is responsible for ensuring that FINRA executes its regulatory responsibilities in an ethical manner promoting confidence in FINRA’s independence. This attorney position is responsible for creating, interpreting, advising on, monitoring and maintaining various conflicts-of-interest programs at FINRA, at all times acting in an independent and confidential manner.
This is senior-level professional work in which the ... read more
The Data Privacy & Protection Office (the Privacy Office) is responsible for ensuring that FINRA meets or exceeds its legal and ethical obligations with respect to the security and use of information it collects while executing its responsibilities, fostering the confidence of firms, regulators, staff and the investing public.
The Associate Principal Data Analyst performs a variety of specific duties depending upon the current needs of the Data Privacy & Protection (DPP)... read more
Additional Locations: New York, NY & Washinton, DC
The Enforcement Counsel resolves non-complex Enforcement matters, and contributes meaningful high quality work for large complex matters.
Essential Job Functions:
Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy:
Execute an effective risk-based legal strategy to assess the record fairly;
Recommend a fair and effective outcome, accurately assessi... read more