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Santa Monica Investment Management Attorney Jobs in In-House

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Job info
Company
In-House
Experience
Min 15 yrs required
Location
Santa Monica, CA
Posted Date
Mar 16, 2020
Info Source
Employer
Total Views
58
key advisor on risk management and policy implementation; Drive... in Risk and Crisis Management. Lead the commercial contracts... commercial value of product investment. Data Security and Oversee... and privacy obligations, data management and security and professional... responsibilities. Ensure all operations... read more
Company
In-House
Experience
Min 2 yrs required
Location
Santa Monica, CA
Posted Date
Mar 06, 2020
Info Source
Employer
Total Views
11
investments; Fund creation and management (private and public); Maintain... legal files and records in accordance with regulatory requirements; Work with business on product development and management; Assist on regulatory issues... such other in-house attorneys, senior management, HR, compliance, finance and...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Woodland Hills, CA
Posted Date
Mar 16, 2020
Info Source
Employer
Total Views
8
registered broker-dealer and registered investment adviser (the “Firm”). This... variety of broker-dealer and investment advisory issues. Provide proactive... regulatory matters for executive management. Participate in regulatory examinations... relating to broker-dealer and investment advisory processes, procedures and... by the broker-dealer and investment advisory businesses. Draft and/or...... read more
Company
In-House
Experience
Min 2 yrs required
Location
Los Angeles, CA
Posted Date
Mar 16, 2020
Info Source
Employer
Total Views
41
Associate - Wealth Management (EFO) Duties: Participate in... net worth, cash flow, investment planning, insurance summaries and... investment and other tools for... capital sufficiency analyses based on personal financial goals, current financial data, tax rates, and inflation and investment assumptions.... read more
Company
In-House
Experience
4-6 yrs required
Location
Los Angeles, CA
Posted Date
Mar 06, 2020
Info Source
Employer
Total Views
6
through research, writing, project management and related tasks. Provide... business areas (e.g., portfolio management, trading, and investment operations).... Engage in review... resolve issues relating to investment guidelines, pricing and trading.... a financial services or investment management firm. Must have... experience...... read more
Company
In-House
Experience
8-10 yrs required
Location
Pasadena, CA
Posted Date
Mar 05, 2020
Info Source
Employer
Total Views
5
tolerance. Maintain and update management agreement templates and intercompany... agreements. Provide advice and support to internal stakeholders to develop, establish, and improve internal processes relating to investments and business operations. Collaborate with General Counsel to develop additional internal control programs.... read more
Company
In-House
Location
Los Angeles, CA
Posted Date
Apr 02, 2020
Info Source
Employer
Total Views
20
Local Tax Senior - Investment Management, West The candidate... client base in the investment management industry including private... equity funds, hedge funds, management companies, and family offices... Assist with engagement workflow management and supervise tax consultants... and interns on assigned... read more
Company
In-House
Experience
Min 2 yrs required
Location
Los Angeles, CA
Posted Date
Apr 03, 2020
Info Source
Employer
Total Views
170
clients by providing Wealth Management solutions to individuals, business... Client Advisors, Private Bankers, Investment Advisors and Fiduciary Advisors... issues needing escalation to management. Promote an environment that... supports diversity and reflects the Bank brand. Maintain internal control standards, including timely... read more
Company
In-House, Confidential
Experience
Min 10 yrs required
Location
Los Angeles, CA
Posted Date
Mar 07, 2020
Info Source
Employer
Total Views
86
held real estate development, investment and management company is... seeking an attorney with a minimum of... company executives and property management team.   Must have excellent... pace and dynamic environment.  Attorney will join small in-house... commercial real estate transactional attorney in California. Both law...... read more
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