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Investment Management Attorney Jobs in Santa Monica

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SPONSORED JOB
Company
K1 Investment Management, LLC
Experience
2-4 yrs required
Location
Los Angeles, CA
Posted Date
Apr 07,19
Info Source
Total Views
58
corporate documents and other investment related legal documentation. Review and... as a transactional M&A attorney with a reputable law... a top corporate or investment management legal department. Significant... negotiating a variety of investment agreements; drafting and reviewing...... read more
SPONSORED JOB
Company
BCG Attorney Search
Experience
2-7 yrs required
Location
Los Angeles, CA
Posted Date
Apr 07,19
Info Source
Recruiter
Total Views
9
an AmLaw firm seeks investment management funds associate attorney with... 3-5 years of experience. The candidate should have significant experience in hedge funds and private equity funds, advising clients on all... read more
Company
In-House, GUGGENHEIM PARTNERS, LLC
Experience
4-10 yrs required
Location
Santa Monica, CA
Posted Date
Apr 21, 19
Info Source
Employer
Total Views
80
Total Applies
1
and liaising with colleagues in overseas sales offices. Take lead on annual requirements, including self-examination questionnaire. Advise Distribution team of marketing restrictions and licensing requirements. Review and comment on investment management agreements for new... client accounts for regulatory compliance issues.... read more
Company
In-House, The Capital Group Companies
Experience
4-6 yrs required
Location
Los Angeles, CA
Posted Date
Apr 22, 19
Info Source
Employer
Total Views
80
portfolio management, trading, and investment operations). Engage in review... negotiation of transaction documents. Prepare and review prospectuses. Help resolve issues relating to investment guidelines, pricing and trading.... Review new regulatory initiatives and assist with development of business processes in response.... read more
Company
Recruiter
Experience
Location
Los Angeles, CA
Posted Date
Mar 29, 19
Info Source
Recruiter
Total Views
4
Corporate/Investment Management Group Associate The candidate... preferably have experience with investment fund formation as well... the corporate group or investment management group of a... as well as ongoing investment firm operations matters and... compliance with the Investment Company Act, the Investment... Advisers Act, the Securities...... read more
Company
In-House, Cetera Financial Group, Inc
Experience
1-3 yrs required
Location
El Segundo, CA
Posted Date
Apr 20, 19
Info Source
Employer
Total Views
48
of decedents, powers of attorney, trusts, beneficiary designations, and... business partners and senior management related to broker-dealer and... investment adviser regulatory and general... corporate matters; Participate as the Legal Department representative on Cetera project teams and governance committees as assigned;... read more
Company
Recruiter
Experience
7-10 yrs required
Location
Los Angeles, CA
Posted Date
Apr 22, 19
Info Source
Recruiter
Total Views
2
governance, compliance and risk management matters. Support the global... investment management activities of the... which include structuring of investment programs such as comingled... separate accounts. Support the investment activities of my client's... including mergers and acquisitions, investment management and private equity...... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Apr 08, 19
Info Source
Recruiter
a 2014-2016 corporate associate with significant experience in hedge funds and private equity funds, advising clients on all aspects of fund formation, form structuring and capital raising.... read more
Company
Recruiter
Experience
5-15 yrs required
Location
El Segundo, CA
Posted Date
Apr 23, 19
Info Source
Recruiter
Total Views
3
customary for a growing investment management business that regulary... engages in complex commercial transactions: including fund launches, financings, M&A, and securities offerings. Assist in compliance- act as point of contact for SEC, FINRA, and other regulatory agencies. Must have 5-15... read more
Company
Recruiter, BCG Attorney Search
Experience
2-10 yrs required
Location
Los Angeles, CA
Posted Date
Apr 23, 19
Info Source
Recruiter
Total Views
36
seeks mid-level corporate associate attorney ideally with experience with... investment fund formation as well... the corporate group or investment management group of a... as well as ongoing investment firm operations matters and... compliance with the Investment Company Act, the Investment... Advisers Act, the Securities...... read more
Company
Law Firm, Allen Matkins Leck Gamble Mall...
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Apr 10, 19
Info Source
Employer
Total Views
146
Total Applies
8
Corporate Associate / Investment Management Group The candidate... Will have experience with investment fund formation as well... the corporate group or investment management group of a... as well as ongoing investment firm operations matters and... compliance with the Investment Company Act, the Investment...... read more
Top Ranked by U.S. News Top Ranked by Chambers
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Apr 17, 19
Info Source
Employer
Total Views
12
Investment Management – Private Equity... and consulting services to investment management clients. Assist clients... least 3 years in investment management) or equivalent in... tax compliance process for investment partnerships. Must have experience... managing projects including scheduling, budgeting, client correspondence, and... read more
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