Your search results
23 jobs found for

Investment Management Attorney Jobs in Santa Monica

Job info
SPONSOREDJOB
Company
BCG Attorney Search
Experience
11-12 yrs required
Location
Los Angeles, CA
Posted Date
Apr 06,18
Info Source
Recruiter
Total Views
86
Total Applies
1
matters involving representation of investment companies (open-end funds, closed-end... funds and ETFs) in all aspects of their operations. The associates also will work closely with mutual fund boards of directors... read more
Company
In-House, Dimensional Fund Advisors
Experience
Min 7 yrs required
Location
Santa Monica, CA
Posted Date
Apr 17, 18
Info Source
Employer
Total Views
137
providing legal advice for investment advisory services to be... Hong Kong subsidiaries. Perform investment adviser and commingled fund... legal documentation, such as investment advisor registrations, etc. Ensure... law. Draft and negotiate investment management agreements for separate... account clients located in... read more
Company
In-House, City National Bank
Experience
Min 3 yrs required
Location
Santa Monica, CA
Posted Date
Apr 18, 18
Info Source
Employer
Total Views
18
candidate serves as Wealth Management's primary point of contact... regular basis providing asset management, financial planning, and brokerage... have 5+ years of investment related experience and 3+... years of experience in investment sales. FINRA Series 7... and 63/65 or equivalent... read more
Company
In-House, Wilmington Trust Corporation
Experience
Min 8 yrs required
Location
Century City, CA
Posted Date
Apr 16, 18
Info Source
Employer
Total Views
36
In-depth knowledge of risk management issues, regulatory requirements, and... planning, corporate and basic investment disciplines and begins to... a broader knowledge of investment, credit, and insurance disciplines.... promotions, salary recommendations, performance management and terminations. Understand and... issues needing escalation to management. Promote an environment that...... read more
Company
In-House, Athene
Experience
2-4 yrs required
Location
El Segundo, CA
Posted Date
Apr 17, 18
Info Source
Employer
Total Views
22
Investment Management Counsel The candidate... diligencing, structuring and negotiating investment transactions. Will assist with... investment compliance and governance processes.... Coordinate with legal and investment teams of our Investment... Manager. Manage investment-related regulatory... - 4 years of Investment/Asset Management/Fund Legal experience in...... read more
Company
In-House, K1 Investment Management, LLC
Experience
3-5 yrs required
Location
El Segundo, CA
Posted Date
Apr 19, 18
Info Source
Employer
Total Views
52
corporate documents and other investment-related legal documentation. Will review... as a transactional M&A attorney with a reputable law... a top corporate or investment management legal department. Should... negotiating a variety of investment agreements; drafting and reviewing... legal memoranda; analyzing complex... read more
Company
In-House, Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Apr 18, 18
Info Source
Employer
Total Views
97
of business matters including investment adviser and broker-dealer regulatory... experience related to the Investment Advisers Act of 1940... development and maintenance of investment advisory programs. Drafting and... Management and regulations relating to investment advisers and broker-dealers, with... experience related to the Investment Advisers Act of 1940....... read more
Company
In-House, American International Group, ...
Experience
Min 4 yrs required
Location
Woodland Hills, CA
Posted Date
Apr 17, 18
Info Source
Employer
Total Views
31
notices and applications, and investment subsidiary filings); Review and... as the regulatory change management function; Provide support on... special projects as requested, and travel for business expected (~25%); and effectively work in a team environment, closely collaborate and provide team... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Los Angeles, CA
Posted Date
Apr 19, 18
Info Source
Recruiter
Total Views
2
Investment Management Associate The candidate... must have 3-5 years of experience. Should have significant experience in hedge funds and private equity funds, advising clients on all aspects of fund formation, fund structuring and capital raising. Outstanding academic credentials and law... read more
Company
In-House
Experience
Min 8 yrs required
Location
Los Angeles, CA
Posted Date
Apr 20, 18
Info Source
Employer
Total Views
5
Tax Investment Management Director The candidate... compliance and consulting for investment partnerships including hedge funds,... of funds and fund management companies to best limit... tax liability is needed. Extensive technical skills, including partnership tax Forms, including K1 and M1 is... read more
Company
In-House
Experience
Min 7 yrs required
Location
Los Angeles, CA
Posted Date
Apr 20, 18
Info Source
Employer
Total Views
34
range of related fiduciary, investment management, regulatory and compliance... regarding fiduciary agreements including investment management agency agreements, trust... administration documents, and collective investment funds; Advise regarding trust... applicable to fiduciary and investment management activities, including Volcker,... regulations; Advise on fiduciary investment issues that involve the... investment... read more
Narrow Your Search Results - Try Advanced Search

Search All Santa Monica Investment Management Attorney Jobs

Also Search investment management attorney Jobs near Santa Monica, CA: