Title: Associate General Counsel Wealth Job Responsibilities: - Advise senior management and other stakeholders on a wide range of legal and compliance issues concerning all aspects within the bank's full-service wealth management business, which includes RIA, Broker Dealer, and Trust (including Delaware...
Title: Investment Management Governance Attorney, VP Job Responsibilities: - Support a team responsible for managing all aspects of board of director/trustee operations, including coordination and operation of board meetings, and . registered fund disclosure practices. - Collaborate with members of the Legal and...
Title: Associate Counsel Job Responsibilities: Under the supervision of senior lawyers, the Associate Counsel will: - Provide legal analysis to senior lawyers regarding day-to-day investment management activities, including investment management agreements, private fund formation, investment documents, and general corporate/governance matters. - Assist in supporting...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team on all aspects of the company's cryptocurrency and blockchain products and services business. - Advise the Fidelity Digital Asset...
Company Act, Investment Advisers Act, Securities Act of 1933, and... Securities and Exchange Act of... 1934. - Prepare drafts of regulatory... documents for various mutual funds, exchange-traded funds, and closed-end funds... for filing with the . Securities and Exchange Commission ......
Title: Counsel Job Responsibilities: - Advising on regulatory issues relevant to the . client-facing business, including SEC, CFTC, FINRA, and NFA requirements. - Providing legal guidance on activities related to limited-scope broker/dealer and retail-adjacent activities of the investment adviser, including licensing, marketing, and...
Title: Compliance Manager/Executive Assistant Job Summary: This dual role offers a unique opportunity to manage compliance policies with a strong emphasis on the regulatory and legal aspects, oversee company finances, and assist the CEO. The position involves collaborating with other team members...
the Investment Company Act, Investment Advisers Act, Securities Act of 1933, and... Securities and Exchange Act of... 1934. - Prepare drafts of regulatory... documents for various mutual funds, exchange-traded funds, and closed-end funds... for filing with the . Securities and Exchang...
law firm in Boston, MA is seeking a Registered Funds Associate Attorney with 3-6 years of legal experience. The ideal candidate will provide comprehensive legal advice and guidance to clients on matters pertaining to registered investment companies, including mutual funds,...