Securities Enforcement Defense Attorney

Recruiter

New York City, NY

Securities Enforcement Defense Attorney

Attorney

3-8 yrs required

No

Job Title: Securities Enforcement Defense Attorney

Job Overview:
A prominent law firm in New York City, NY is seeking an experienced Securities Enforcement Defense Attorney. This role offers the opportunity to work with a highly regarded team handling SEC and FINRA-related matters. The ideal candidate will have a proven track record in securities enforcement defense and will be ready to take on complex litigation tasks. This position provides a collaborative and inclusive work environment with flexible work arrangements.

Duties:

• Defend clients in securities enforcement investigations and related litigations.

• Handle SEC and FINRA examinations, enforcement actions, and investigations.

• Provide strategic legal counsel to clients in the securities industry.

• Manage case preparation, including drafting motions, legal memoranda, and discovery responses.

• Collaborate with other attorneys and legal professionals in the firm’s securities enforcement defense team.

• Represent clients in hearings and proceedings before regulatory bodies.

• Stay updated on relevant regulations and trends within securities enforcement.

• Foster strong relationships with clients and ensure timely communication.

Requirements:

• Minimum of 4 years of experience in securities enforcement defense.

• Strong knowledge of SEC and FINRA regulations and procedures.

• Proven experience in securities litigation and defense.

• Excellent analytical, research, and writing skills.

• Strong ability to manage multiple cases and deadlines.

• Excellent communication skills, both written and verbal.

• High attention to detail and strong organizational skills.

Education:

• . from an accredited law school.

• Membership in the New York State Bar and/or New Jersey State Bar is preferred.

Certifications:

• Admission to the New York State Bar is required.

Skills:

• Expertise in securities enforcement, including regulatory investigations.

• Advanced litigation skills, including trial preparation and court appearances.

• Intense research and legal writing abilities.

• Ability to work collaboratively in a team-oriented environment.

• Client-focused with an ability to build and maintain relationships.

• Ability to think critically and offer creative solutions to complex legal issues.

Job Location:

• New York City, NY

• Hybrid work options are available with office locations in New York and New Jersey. Fully remote candidates will also be considered.

Benefits:

• Comprehensive benefits package including health, dental, and vision insurance.

• Life, accident, and disability insurance.

• Health savings accounts (HSA) and flexible spending accounts (FSA).

• 401(k) retirement plan with firm contributions.

• Paid time off (PTO) and holidays.

• Opportunities for professional growth and development within a collaborative environment.