Job Title:
Senior Counsel, Securities & Finance
Job Responsibilities:
- Provide legal advice on public company securities law matters, including SEC reporting (10-K, 10-Q, 8-K), proxy statements, and investor communications.
- Support capital markets activity including equity and debt offerings, credit facilities, and strategic financing transactions.
- Oversee compliance with Nasdaq listing standards and maintain disclosure controls and procedures.
- Advise on insider trading compliance, Section 16 filings, and Regulation FD matters.
- Collaborate with Finance and Investor Relations on earnings releases, guidance, and investor disclosures.
- Manage and maintain global corporate entity records, including board resolutions, annual filings, and governance documentation.
- Oversee subsidiary governance and ensure compliance with applicable local laws and regulations.
- Provide support for board and committee governance, including materials, minutes, and charters.
- Monitor regulatory developments and provide proactive guidance on evolving requirements.
- Collaborate with external counsel and manage outside legal resources as needed.
- Support M&A and strategic investment transactions, including diligence, disclosure, and integration planning.
Education and Experience Information:
- .
- 8+ years of legal experience, including both top-tier law firm and in-house public company experience, ideally in the tech sector.
- Deep expertise in . securities laws (Securities Act, Exchange Act), corporate finance, and entity governance.
- Proven ability to manage subsidiary governance and compliance programs.
- Excellent oral, written, and interpersonal communication skills.
- Ability to work effectively with ambiguity and adapt to changing priorities.
- Strong interpersonal skills with a demonstrated ability to build trust and credibility across diverse teams.
- Collaborative, team-first mindset with low ego and a strong work ethic.
- Strong analytical, critical thinking, problem-solving, judgment, negotiating, influencing, and decision-making skills.
- Demonstrated ability to work independently, manage multiple priorities, and solve complex problems in a fast-paced setting with teams in multiple states and international locations.
Preferred:
- Prior successful experience working in a high growth environment, preferably in the technology industry.
- Knowledge of disclosure frameworks and emerging regulations.
- Familiarity with high-growth tech businesses.
Salary Information:
The text does not provide specific salary information for this position.
