Corporate - Securities and Capital Markets Attorney in Charlotte, NC

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Law Firm

Charlotte, NC

Corporate - Securities and Capital Markets Attorney in Charlotte, NC

Attorney

3-5 yrs required

No

Job Title: Securities and Capital Markets Associate

Job Responsibilities:
- Support the Securities and Capital Markets team within the law firm's department.
- Provide a full range of securities and corporate finance legal services to public and private company clients.
- Assist with registered public offerings under the 1933 Act.
- Handle private placements and other exempt offerings.
- Manage reporting under the 1934 Act, including Forms 10-K, 10-Q, and 8-K.
- Conduct debt and equity tender offers, including self-tenders and third-party tenders.
- Facilitate exchange offers and consent solicitations.
- Oversee proxy solicitations and annual shareholder meetings.
- Address corporate governance matters, ensuring compliance with the Sarbanes-Oxley Act, the Dodd-Frank Act, and related regulations.
- Ensure compliance with exchange listing requirements.
- Oversee insider stock ownership reporting and company compliance mandates.
- Provide advice on public and investor communications, press release policies, and Regulation FD compliance.
- Manage shelf registration of debt, equity, and hybrid securities, as well as at-the-market and medium-term-note programs.
- Handle foreign issuance programs for notes, warrants, and certificates.

Education and Experience Information:
- The candidate should have 3-5 years of experience in securities, capital markets, and other transactional matters.
- Solid securities law experience, including advising public companies on their ongoing reporting obligations and capital markets transactions, is required.
- Must be barred in NC.

Salary Information:
- The law firm offers a competitive salary with hours and merit bonus opportunities.
- Billable hours credit is available for pro bono work.
- A hybrid remote option is offered, allowing flexibility and work-life balance.

Additional Information:
- Diversity and inclusion are integral to the law firm's operations, influencing recruitment, retention, and promotion of lawyers and staff.
- The law firm has been providing legal solutions since 1834.
- Excellent benefits accompany the competitive salary offered to attorneys.

Notice to Search Firms:
- Search firms wishing to present candidates must have an active agreement with the law firm.
- All search firm candidates should be submitted via the Search Firm Portal.
- Unsolicited submissions by search firms will not be accepted.

Apr 30, 2025
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