Attorney in Richardson, TX

In-House

Richardson, TX

Attorney in Richardson, TX

Non-practicing Attorney

3-5 yrs required

No

Job Title: Compliance, FCC - KYC Program Management, Associate

Job Responsibilities:

The Compliance, FCC - KYC Program Management, Associate is a key role within the Compliance Division of the company, specifically focused on Financial Crime Controls. The primary responsibilities of this position include:

- Leading the enhancement, maintenance, and development of the company's FCC KYC policies, standards, and procedures. This involves ensuring that all policies are up-to-date and compliant with current laws and regulations.
- Managing the identification and analysis of changes related to KYC laws, rules, regulations, and regulatory expectations to ensure ongoing compliance and to inform necessary updates to company policies and processes.
- Supporting enhancements to FCC KYC program controls and processes to mitigate risks associated with financial crimes such as money laundering and terrorist financing.
- Responding to regulatory, internal audit, and other external requests related to the FCC KYC program. This includes providing necessary documentation and explanations to satisfy inquiries or audits.

The Associate will work closely with Financial Crime Compliance, compliance, operations, and business personnel to quickly gain an understanding of the global operations of the company and the regulatory environment within which it operates. This role requires collaboration with senior stakeholders, project management, and the ability to multi-task effectively.

Education and Experience Information:

Basic Qualifications:

- A minimum of 3-5 years of prior experience in a policy role within Financial Crimes Compliance, preferably supporting a financial institution’s global KYC compliance program.
- A strong understanding of Financial Crime, AML (Anti-Money Laundering), and terrorist financing trends and typologies.
- Proven ability to determine and communicate Financial Crime Compliance requirements to senior compliance, business, operations, and engineering teams.
- Excellent organizational and project management skills, with the ability to execute and manage projects independently.
- Strong stakeholder engagement and collaboration skills, including the ability to work with partners and clients.
- Excellent written and verbal communication skills, with the ability to adapt to new changes and challenges.
- Strong analytical and risk assessment skills, with the ability to prioritize workflows and meet deadlines.
- A strong work ethic and willingness to adapt in a fast-paced work environment, with a strong sense of urgency.

Preferred Qualifications:

- An understanding of the opportunities and challenges within the global banking, asset management, private wealth management, transaction banking, and consumer banking sectors, particularly as they relate to Financial Crime Compliance.
- An advanced degree such as a JD (Juris Doctor) or a Master's degree is preferred.

Salary Information:

The text does not provide specific salary information for the Compliance, FCC - KYC Program Management, Associate position.