Attorney in Charlotte, NC

In-House

Charlotte, NC

Attorney in Charlotte, NC

Non-practicing Attorney

8-10 yrs required

No

Job Title: Compliance Manager

Job Responsibilities:
- Lead and develop a compliance program or function, which may include managing a team.
- Provide leadership and effective communication with senior management and legal staff to ensure awareness of regulatory issues and updates.
- Collaborate with senior management to foster an appropriate compliance culture throughout the organization.
- Oversee the business units and other risk areas in developing and implementing policies, procedures, and processes to minimize compliance risks.
- Aggregate and review Risk Committee materials to ensure a proper evaluation of program effectiveness and communicate stated compliance risk to leadership.
- Communicate with management and regulators regarding compliance risk management activities and regulatory examinations.
- Collaborate internally to implement strategies and methods related to the compliance risk management framework, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.
- Partner with leaders and other senior teammates to execute key strategic initiatives for the company, providing counsel and oversight in a collaborative, business-savvy, and team-first manner.

Education and Experience Information:
Required Qualifications:
- Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
- Ten years of experience in the financial institution sector.
- Eight years of direct experience in compliance.
- Advanced knowledge and expertise in compliance and a broad understanding of financial services.
- Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance.
- Strong understanding of risk management processes and risk analysis.
- Strong communication skills, both verbal and written, and the ability to interact with all levels of management.

Preferred Qualifications:
- MBA, Juris Doctorate, or other advanced degree.
- Ten years of compliance experience, with five years at a medium to large financial institution.
- Prior supervisory or management experience.
- Certified Regulatory Compliance Manager (CRCM).

Salary Information:
The job description does not provide specific salary information. However, it mentions that all regular teammates working 20 hours or more per week are eligible for benefits. The company offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan. Teammates also receive at least 10 days of vacation during their first year, along with sick days and paid holidays. Additional benefits may include a defined benefit pension plan, restricted stock units, and/or a deferred compensation plan, depending on the position and division.

General Information:
- The position is available in Atlanta, Georgia; Charlotte, North Carolina; and Richmond, Virginia.
- The job is a regular, full-time position requiring English language fluency.
- The company is an Equal Opportunity Employer and maintains a Drug-Free Workplace policy. They do not discriminate based on race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or any other classification protected by law.