Finance - Financial Services Regulation Attorney in Boston, MA

In-House

Boston, MA

Finance - Financial Services Regulation Attorney in Boston, MA

Attorney

Min 10 yrs required

No

Job Title: General Counsel and Corporate Secretary

Job Responsibilities:
The General Counsel and Corporate Secretary is a critical executive role responsible for providing strategic leadership and overseeing the legal, compliance, and risk management functions at Company. This role acts as the chief legal officer for both Company and its parent holding company, ensuring that the organization’s legal affairs are effectively managed. Key responsibilities include:

- Serving as the senior legal advisor to executive leadership and the Boards of Directors.
- Overseeing the Legal, Risk Management, and Compliance departments.
- Providing legal and strategic input on enterprise risk and regulatory issues.
- Managing outside counsel and handling complex legal matters, including contracts, fiduciary documents, and regulatory interpretation and implementation.
- Acting as Secretary to the Boards, maintaining corporate records, and ensuring regulatory compliance.
- Promoting a culture of integrity, accountability, and proactive compliance.

This position supports the governance of both entities by advising on fiduciary obligations and board processes, maintaining corporate records, and ensuring regulatory compliance. Additionally, the General Counsel contributes to the firm’s strategic direction, enterprise risk posture, and operational decision-making as part of the Senior Management Committee.

Education and Experience Information:
Candidates for the General Counsel and Corporate Secretary position must possess the following qualifications:

- A Juris Doctor (JD) degree from an accredited law school and membership in good standing with the Massachusetts bar.
- A minimum of 10 years of relevant experience in financial services, with a preference for expertise in trust, banking, or investment advisory sectors.
- Deep knowledge of legal, fiduciary, and regulatory frameworks governing financial institutions.
- Experience in managing legal and compliance professionals.
- Strong communication skills and the ability to advise senior leadership and Boards effectively.
- Demonstrated strong judgment, high integrity, and a collaborative leadership style.

Salary Information:
The text does not provide specific salary information for the General Counsel and Corporate Secretary position.

Note: This is a full-time position based in Boston, MA, with Company currently operating in a hybrid manner involving a mix of in-office and remote work. Specific arrangements depend on the team and should be discussed with the hiring manager. Company is committed to fostering a positive workplace with a focus on diversity, equity, and inclusion, and is an Equal Opportunity Employer.