Corporate - Securities and Capital Markets Attorney in San Jose, CA

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In-House

San Jose, CA

Corporate - Securities and Capital Markets Attorney in San Jose, CA

Attorney

15-15 yrs required

No

Job Title: Associate General Counsel – Securities and Governance

Job Responsibilities:
- Assist the Chief Legal Officer (CLO) to ensure compliance with applicable SEC laws, regulations, and NYSE rules.
- Manage Sarbanes-Oxley and 1934 Act compliance and reports, including 10-K, 10-Q, and 8-K filings and proxy statements.
- Collaborate with the CLO and Chief Financial Officer on earnings releases, analyst/investor conferences, disclosure issues, and shareholder proposals.
- Participate in the design and development of corporate policies, procedures, and programs required for a public company.
- Provide counsel and guidance on legal matters, regulatory interpretations, and legal implications of corporate activities.
- Serve as a key legal advisor on corporate equity and debt financings, including acquisitions, divestitures, and joint ventures.
- Stay informed on ongoing governance and collaborate with the CLO on Board activities.
- Work with the CLO on building out the compliance program.
- Provide ongoing counsel and guidance on legal matters related to merger and acquisition activity, due diligence, and all related business matters.
- Offer legal advice, opinions, and solutions on issues and risks related to expanding business into international markets.
- Support the stock administration department on equity matters and employee education.
- Assist in oversight of maintenance of all foreign and domestic subsidiaries.
- Keep the Legal team informed on external governance trends, SEC issues, general legal issues, and best practices.

Education and Experience Information:
- Minimum 15 years of directly related work experience with a Bachelor’s and associated Law degree from an accredited law school.
- At least 6 years of experience at a law firm.
- In-house experience at a public company is required.
- International experience is desired.
- Experience in building out the compliance function.
- Proven ability to implement policies and projects across an international organization.
- Ability to multitask in a fast-paced environment.
- Experience in a manufacturing and/or energy environment is a plus.

Salary Information:
- Salary ranges are not specified in the provided text.

The position is based in San Jose, California, and it reports to the Chief Legal Officer. The role involves significant collaboration and requires an individual capable of exercising independent judgment and creating informal networks involving coordination among groups and teams within and outside of the functional work area.

About the Company:

Jun 18, 2025
May 29, 2025
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