Attorney in Atlanta, GA

In-House

Atlanta, GA

Attorney in Atlanta, GA

Non-practicing Attorney

2-5 yrs required

No

Job Title: Compliance Manager-Premier Banking & NDIP

Job Responsibilities:
The Compliance Manager is responsible for conducting compliance risk oversight of assigned business units and/or functions. The role involves executing compliance risk management activities to ensure adherence to the Compliance Risk Management Policy and Framework. Essential duties and responsibilities include:

- Maintaining an understanding of all applicable laws, rules, and regulations related to coverage areas and providing regulatory guidance to assigned business unit and/or function associates.
- Reviewing regulatory changes and assessing their impact on assigned business units and/or functions.
- Managing compliance risk management communications, training, documentation, procedures, and processes.
- Monitoring and communicating compliance risk management industry developments.
- Implementing strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.
- Assessing process, procedure, and control documentation and other related compliance issues and documentation to ensure accuracy and understanding by audit and/or external regulatory agencies.
- Consulting with business and/or functional units regarding the design and implementation of remediation efforts as needed.

Education and Experience Information:
Required Qualifications:
- Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
- Two years of compliance-related experience.
- Five years of financial institution experience.
- Demonstrated working knowledge of standard compliance concepts, practices, policies, and related state and federal laws.
- Detail-oriented with strong analytical skills.
- Strong communication, presentation, and facilitation skills; proven ability to interact with all levels of management.
- Leadership skills to guide and mentor less experienced compliance consultants and analysts.

Preferred Qualifications:
- Juris Doctor (JD) or Master's degree.
- Certified Regulatory Compliance Manager (CRCM) or completion of ABA Compliance School.
- Five years of consumer compliance experience.
- Experience in Wealth and/or mass affluent client channels.
- Previous investment compliance experience.

Salary Information:
The text does not specify the salary for the Compliance Manager position.

General Description of Available Benefits:
All regular employees working 20 hours or more per week are eligible for benefits. Eligibility for specific benefits may be determined by the division offering the position. The company provides medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to employees. Employees also receive no less than 10 days of vacation (prorated based on date of hire and full-time or part-time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. Depending on the position and division, this job may also be eligible for a defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. Additional details about the benefits can be found on the company's Benefits site.

The company is an Equal Opportunity Employer and does not discriminate based on race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. The company maintains a Drug-Free Workplace.