In-House
Greensboro, NC
Attorney in Greensboro, NC
Non-practicing Attorney
2-5 yrs required
No
Job Title: Compliance Manager-Premier Banking & NDIP
Job Responsibilities:
The Compliance Manager is tasked with conducting compliance risk oversight for assigned business units and/or functions, ensuring adherence to the Compliance Risk Management Policy and Framework. Key responsibilities include:
- Maintaining an understanding of applicable laws, rules, and regulations and providing regulatory guidance to assigned business units and/or function associates.
- Reviewing regulatory changes and assessing their impact on assigned business units and/or functions.
- Managing compliance risk management communications, training, documentation, procedures, and processes.
- Monitoring and communicating compliance risk management industry developments.
- Implementing strategies and methods related to the compliance risk management framework, including quality assessments, key risk and performance measurement data, along with oversight monitoring and mitigation strategies.
- Assessing process, procedure, and control documentation to ensure accuracy and clarity for audit and/or external regulatory agencies.
- Consulting with business and/or functional units on the design and implementation of remediation efforts as needed.
Education and Experience Information:
Required Qualifications:
- A Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
- Two years of compliance-related experience.
- Five years of experience in a financial institution.
- Demonstrated working knowledge of standard compliance concepts, practices, policies, and related state and federal laws.
- Detail-oriented with strong analytical skills.
- Strong communication, presentation, and facilitation skills, with the proven ability to interact with all levels of management.
- Leadership skills to guide and mentor less experienced compliance consultants and analysts.
Preferred Qualifications:
- Juris Doctor (JD) or Master's degree.
- Certified Regulatory Compliance Manager (CRCM) or Completion of ABA Compliance School.
- Five years of consumer compliance experience.
- Experience in Wealth and/or mass affluent client channels.
- Previous investment compliance experience.
Salary Information:
The text does not provide specific salary information for the Compliance Manager position. However, it mentions that all regular employees working 20 hours or more per week are eligible for benefits, which include medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan. Teammates also receive no less than 10 days of vacation during their first year of employment, along with 10 sick days and paid holidays. Depending on the position and division, employees may also be eligible for a defined benefit pension plan, restricted stock units, and/or a deferred compensation plan.
Additional Information:
The job is regular, requires English language fluency, and operates on the 1st shift in the United States. The company is an Equal Opportunity Employer, adhering to non-discrimination policies based on various protected classifications. It is also a Drug-Free Workplace.
Jun 03, 2025
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