Junior to Mid-Level Securities Attorney

Recruiter

New York City, NY

Junior to Mid-Level Securities Attorney

Attorney

1-13 yrs required

No

Job Title: Junior to Mid-Level Securities Attorney

Job Location: New York City, NY (Hybrid Work)

Job Overview: A prestigious law firm is seeking a Junior to Mid-Level Securities Attorney to join its dynamic team in New York City. This role is ideal for candidates with experience in securities law, particularly in . initial public offering (IPO) transactions, SEC compliance, and corporate finance matters. The successful candidate will collaborate with senior attorneys to support clients through various corporate transactions and regulatory processes.

Duties:

• Conduct in-depth legal research and analysis concerning . IPO transactions, including securities laws, regulations, and disclosure requirements.
• Collaborate with legal teams and clients in the drafting and review of documents such as prospectuses, registration statements, and offering memoranda.
• Assist in due diligence investigations, including reviewing contracts, licenses, and other pertinent documentation.
• Provide financial analysis for clients by reviewing financial statements and assessing the financial viability of companies preparing to go public.
• Offer business strategic guidance to clients, advising on optimal timing for IPOs and conducting market research to support business development efforts.
• Assist the IPO team with preparing and coordinating filings with the SEC and other relevant regulatory bodies.
• Attend client meetings and effectively communicate information regarding IPO matters.
• Stay up-to-date with industry trends, regulations, and best practices in securities law and capital markets.

Requirements:

• Experience in securities law, with a focus on federal securities laws (33/34 Act).
• Fluency in Chinese is preferred but not required.
• Strong proficiency in legal writing and analysis.
• Ability to work collaboratively in a team-oriented environment.
• Experience with IPOs, SEC filings, and corporate finance transactions is highly desirable.

Education:

• Juris Doctor (JD) from an accredited law school.

Certifications:

• Active member in good standing with the New York State Bar (or eligibility to waive in).

Skills:

• Strong legal research and analytical skills.
• Proficient in drafting and reviewing complex legal documents.
• Solid understanding of SEC regulations, securities laws, and capital markets.
• Excellent communication and interpersonal skills.
• Ability to manage multiple tasks and work under tight deadlines.

Benefits:

• 401(k) Retirement Plan
• Flexible Schedule
• Health Insurance Coverage
• Paid Time Off (PTO)
• Parental Leave
• Professional Development Assistance
• Relocation Assistance

Job Location:

• Hybrid position based in New York City, NY (Flexible work arrangements available).