Mid/Senior Level Securities Associate

Min 5 yrs required

Full-time

No

## Mid/Senior Level Securities Associate

Kilpatrick Townsend & Stockton LLP is seeking an experienced Securities Associate to join their Securities Team. The ideal candidate would have at least 5 years of direct experience, with a practice focused at least 50% on Securities work. This role would be based in their Atlanta, Chicago, DC, or Menlo Park office.

**Salary Range:** $270,000 – $355,000

### About Kilpatrick Townsend & Stockton LLP
Kilpatrick Townsend & Stockton LLP is a full-service, international law firm with more than 600 attorneys in offices located in California, Colorado, District of Columbia, Georgia, Illinois, New York, North Carolina, Texas, Washington, China, Japan, and Sweden. They are committed to equal employment opportunity for all persons, regardless of race, color, religion, sex or gender, national origin, age, veteran status, disability, sexual orientation, gender identity, or any other basis prohibited by applicable law.

### Responsibilities of Mid/Senior Level Securities Associate
The Mid/Senior Level Securities Associate will be responsible for the following tasks:
* Ensure client compliance with federal and state securities laws, with particular focus on ’34 Act reporting.
* Prepare/review or advise on routine client SEC filings; Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, Proxy Statements, and Section 16 filings.
* Provide, support for securities offerings and capital markets transactions, including public and private issuances of equity and debt securities. Capital Markets work will principally be focused on issuer representations and include all forms of capital raises.
* Prepare and/or review or advise on other SEC filings, including Form S-8 and Form SD.
* Draft, review and periodically update corporate governance and related policies (including Corporate Governance Guidelines, Clawback Policies, and Insider Trading Policies).
* Assist clients with the preparation and planning for the annual stockholder meeting and shareholder engagements.
* Advise on general securities disclosure matters, including press releases, earnings releases, investor presentations and other external communications.
* Assist clients with compliance with applicable NYSE and Nasdaq requirements, including annual and periodic updates.
* Provide, as needed, support for general M&A activity.
* Work with KTS securities team to draft and publish blog entries and alerts on material new securities law developments.
* Work with KTS securities team to coordinate training on securities and corporate governance matters, including insider trading and Regulation FD.

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Ensure client compliance with federal and state securities laws, Prepare/review or advise on routine client SEC filings, Provide, support for securities offerings and capital markets transactions, Prepare and/or review or advise on other SEC filings, Draft, review and periodically update corporate governance and related policies, Assist clients with the preparation and planning for the annual stockholder meeting and shareholder engagements, Advise on general securities disclosure matters, Assist clients with compliance with applicable NYSE and Nasdaq requirements, Provide, as needed, support for general M&A activity, Work with KTS securities team to draft and publish blog entries and alerts on material new securities law developments, Work with KTS securities team to coordinate training on securities and corporate governance matters

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Please do not include your Date of Birth or Social Security Number in your application documents.

Qualification and Experience At least 5 years of direct experience, with a practice focused at least 50% on Securities work

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