Senior Litigation Counsel, Enforcement

Min 10 yrs required

Full-time

No

Senior Litigation Counsel, Enforcement - Any FINRA Location
• Full-time position with minimal supervision
• Litigate nationwide non-disciplinary and disciplinary proceedings
• Represent FINRA in complex disciplinary proceedings and appeals
• Provide guidance on statutory disqualification, member application denials, and waiver/exemption requests
• Draft and review legal documents, conduct witness prep, and oversee pre-hearing tasks
• Conduct litigation consults and negotiate settlements
• Collaborate with other departments within FINRA

Education/Experience Requirements:
• Law degree and bar admission
• Minimum of 10 years of litigation experience
• First-chair trial experience
• Excellent communication and organizational skills
• Comprehensive knowledge of federal securities laws and trial techniques

Salary Information:
• Based on location (CA, Washington, DC, CO, HI, New York, NY, or WA)
• Actual compensation based on factors such as skill set, level of experience, and education

Other Benefits:
• Comprehensive health, dental, and vision insurance
• 401(k) plan with company match and additional retirement contribution
• Tuition reimbursement and other benefits

Time Off and Paid Leave:
• 15 days of paid time off, 5 personal days, and 9 sick days (pro-rated in first year)
• 2 volunteer service days
• Other paid leave includes military leave, jury duty leave, and bereavement leave

Important Information:
• Restrictions on employee investments and financial disclosures
• Compliance with company policy on nepotism and confidentiality
• Must execute FINRA's Employee Confidentiality and Invention Assignment Agreement

Equal Opportunity Employer:
• All qualified applicants will receive consideration for employment without regard to age, citizenship status, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status, or any other protected classification
• Affirmative action for individuals with disabilities and protected veterans

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Not specified

Comprehensive health, dental, and vision insurance, life and disability insurance, retirement plans, time off and paid leave, and other benefits

Not specified

Litigation, Trial Skills, Legal Research, Oral and Written Communication, Interpersonal Skills, Organizational Skills, Negotiation, Settlements, Legal Writing, Securities Laws, Federal Rules, Trial Techniques, Evidence, Civil Procedure

Law degree

Submit an application on the FINRA Careers website

Qualification and Experience Law Degree and Admission to the Bar

Legal