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7 jobs found for

Investment Banking Compliance Attorney Jobs in North Carolina

Job info
Company
Law Firm
Experience
3-7 yrs required
Location
Charlotte, NC
Posted Date
Jun 20, 17
Info Source
Employer
Finance Associate The candidate must have 3-7 years of experience in syndicated lending, commercial lending or CLOs, excellent academic credentials, and solid law firm work experience.... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Jun 22, 17
Info Source
Recruiter
Corporate/finance Attorney The candidate will assist... in general corporate and finance work, including formations, M&A, commercial contracts, and UCC work, among others. Must have 5+ years of experience with sophisticated law firm work.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Raleigh, NC
Posted Date
Jun 19, 17
Info Source
Employer
Duties: Responsible for ensuring compliance with the CIP program... for its investment banking, private banking and... asset management businesses. Assist in working closely with AML Compliance on new regulations released... to prospective new clients across Investment Banking, Private Banking and...... read more
Company
In-House
Experience
Min 7 yrs required
Location
Charlotte, NC
Posted Date
Jun 22, 17
Info Source
Employer
EAC Compliance Manager - Anti-Bribery and... Manage the company’s lobbying compliance program. Review PAC contributions... contributions surveys. Primary business owner for technology used to support compliance with political contribution rules.... Primary Subject Matter Expert for procurement lobbying and governmental G&E.... read more
Company
In-House
Experience
Min 2 yrs required
Location
Charlotte, NC
Posted Date
Jun 14, 17
Info Source
Employer
portfolio is processed in compliance with all state and... federal laws while maintaining compliance with Investor, Insurer, Agency... and/or enhancing procedures in compliance with all state, federal,... Investor, Insurer, Agency, and Company guidelines. Develops and/or enhances, implements and manages accurate... read more
Company
In-House, Ally Financial Inc.
Experience
7-10 yrs required
Location
Charlotte, NC
Posted Date
Jun 21, 17
Info Source
Employer
Securities Attorney The candidate will report... and colleagues in Finance, Compliance, Risk, and Human Resources.... Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940.... Must have exemplary written and oral communication skills.... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
May 04, 17
Info Source
Recruiter
Regulatory Associate The candidate should have experience commercial banking compliance. Must have stellar... academics, excellent writing capabilities and prior large law firm. Should have 5+ years of prior on-point experience with a large financial services law firm and/or financial institution.... read more
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