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12 jobs found for

Investment Banking Compliance Attorney Jobs in North Carolina

Job info
SPONSOREDJOB
Job title
Company
Wells Fargo
Experience
Min 5 yrs required
Location
Gastonia, NC
Posted Date
Aug 19,17
Info Source
Consumer Protection and UDAAP attorney in the Consumer Lending... department, risk management and compliance areas, and lines of... issues, including legal support for marketing and solicitation activities and FCRA compliance read more
SPONSOREDJOB
Job title
Company
Wells Fargo
Experience
Min 5 yrs required
Location
Concord, NC
Posted Date
Aug 19,17
Info Source
Consumer Protection and UDAAP attorney in the Consumer Lending... department, risk management and compliance areas, and lines of... issues, including legal support for marketing and solicitation activities and FCRA compliance read more
SPONSOREDJOB
Company
Wells Fargo
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Aug 20,17
Info Source
product managers, risk and compliance managers, IT professionals, technologists,... system architects, and data security professionals in the design and implementation of mass-marketed financial products and services distributed through online, mobile,... read more
Company
In-House
Experience
Min 3 yrs required
Location
Raleigh, NC
Posted Date
Aug 20, 17
Info Source
Employer
Duties: Responsible for ensuring compliance with the CIP program... for its investment banking, private banking and... asset management businesses. Assist in working closely with AML Compliance on new regulations released... to prospective new clients across Investment Banking, Private Banking and...... read more
Company
In-House
Experience
Min 10 yrs required
Location
Winston Salem, NC
Posted Date
Aug 20, 17
Info Source
Employer
will assist the Community Banking group as an advocate... Bank regions to maintain compliance and facilitate the analysis,... BSA/AML program to ensure compliance with existing laws and... assist in maintaining BSA/AML compliance while initiating the exchange... compliance FCP and the Community Banking group. Assume additional responsibilities...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Aug 19, 17
Info Source
Employer
Compliance Specialist The candidate will... area of coverage. Conduct compliance risk assessments. Contribute to... unit and control function compliance risk controls for enterprise... aggregate, report and escalate compliance risks, issues and control... and management routines. Identify compliance training needs and inspect... Compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Aug 19, 17
Info Source
Employer
Attorney - Consumer Banking The candidate working with... primarily support the consumer banking business with a focus... closely with business, risk, compliance and audit partners on... counsel to the consumer banking businesses, as well as... specific advice on products, services... read more
Company
In-House
Experience
Min 7 yrs required
Location
Charlotte, NC
Posted Date
Aug 19, 17
Info Source
Employer
EAC Compliance Manager - Anti-Bribery and... Manage the company’s lobbying compliance program. Review PAC contributions... contributions surveys. Primary business owner for technology used to support compliance with political contribution rules.... Primary Subject Matter Expert for procurement lobbying and governmental G&E.... read more
Company
In-House
Experience
Min 15 yrs required
Location
Durham, NC
Posted Date
Jul 24, 17
Info Source
Employer
function, oversee all legal compliance and regulatory requirements and... including contract negotiations and compliance. Will be directly involved... conducts its business in compliance with federal, state, local... regulations. Ensure the division’s compliance with GMP regulations enforced... projects related to legal, compliance and/or regulatory matters. Perform...... read more
Company
In-House
Experience
7-10 yrs required
Location
Charlotte, NC
Posted Date
Aug 14, 17
Info Source
Employer
Securities Attorney The candidate will report... and colleagues in Finance, Compliance, Risk, and Human Resources.... Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940.... Must have exemplary written and oral communication skills.... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Jul 19, 17
Info Source
Recruiter
Regulatory Associate The candidate should have experience commercial banking compliance. Must have stellar... academics, excellent writing capabilities and prior large law firm. Should have 5+ years of prior on-point experience with a large financial services law firm and/or financial institution.... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
Winston Salem, NC
Posted Date
Jul 12, 17
Info Source
Recruiter
Contract Corporate Attorney The candidate should have... 3+ years of investment management experience. Attorney should... have experience with... private funds, registered investment companies, general securities law... law / transactional / investment management experience. Must be... a licensed attorney in good standing; North...... read more
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