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Friendly Job Title: Senior Litigation Counsel - Enforcement H1: Join FINRA as a Senior Litigation Counsel H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years...
Litigation Counsel, Enforcement - Any FINRA Location Job Title: Senior Litigation Counsel, Enforcement Salary Range: Minimum salary $127,300 - Maximum salary $296,100 (based on location and qualifications) Experience: Minimum of 10 years of litigation experience Job Description:...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Doctorate degree from an accredited law school and admission to a state bar. Salary The salary for this position is competitive and commensurate with experience. Summary Company is looking for a Vice President, Counsel to join their Pershing...
reserved. FINRA is a registered trademark of the Financial... Industry Regulatory Authority, Inc. Sr Vice President, Corp Financing & Advertising Regulation - The Sr Vice President of Corporate Financing and Advertising Regulation is a key member of...
Litigation Counsel, Enforcement - Any FINRA Location Salary Information: - Minimum salary ranges from $127,300 to $152,700, depending on location. - Maximum salary ranges from $246,600 to $296,100, depending on location. - Actual compensation is based on various...
Instructional Designer Organization: FINRA (Financial Industry Regulatory Authority) Employment Type: Full-time Location: Multiple locations (Chicago, IL; Jersey City, NJ; Boca Raton, FL; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA) About the Organization: FINRA is a not-for-profit...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
a focus on the Investment Company Act and Investment... Advisers Act. The ideal... significant expertise in closed-end investment companies, particularly listed funds,... and should be knowledgeable about the rules that apply to them under federal securities laws and relevant exchanges....
firm is seeking an Investment Management Associate Attorney with... years of experience in investment management regulations and practices.... strong background in the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... and related regulations.Job Overview:Position: Investment Management Associate AttorneyLocation: New......