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Law Firm Seeking Securities Litigation & Regulatory Associate Attorney... is seeking a Securities Litigation & Regulatory Associate Attorney... a broad range of commercial, business, and securities litigation matters. Responsibilities: ... - Handle and participate in a variety of commerci...
is seeking a Securities Litigation And Regulatory Associate Attorney... job description:Job Overview:The Securities Litigation And Regulatory Associate Attorney... commercial, business, and securities litigation matters, including trials, arbitrations,... and regulatory enforcement actions. The role... involves providing legal counsel to clients in...
Enforcement Director The candidate will... a team of 5-8 Enforcement attorneys developing and resolving... Enforcement cases through all stages,... from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Title: Associate General Counsel, Regulatory - Organization: FINRA -... ID: R-008412 - Date Posted: Yesterday Job Overview: The Associate General Counsel, Regulatory is responsible for managing... and directing the adoption of new regulatory requirements and providing expert... kn...
securities industry regulator. This position requires a minimum of 10 years of experience in the securities industry, including expertise in FINRA’s Corporate Financing Rules. The Vice President will be responsible for managing the Department’s regulatory review programs, policy and... rul...