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and in review of evidence as well as prepare contracts and transactional documents for real estate, business and investment matters under the supervision... of a licensed attorney. File proper documents with government agency and courts for the attorney. Conduct inte...
Taxation Senior Associate - Investment Funds ## Job... Associate in our Asset Management practice works closely with... of project and engagement management for Private Equity, Private... returns; developing and supervising staff; and assisting in client management and practice developmen...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Assistant General Counsel, Regulatory Salary: $127,300 - $296,100 Job Title: Assistant General Counsel, Regulatory Experience: 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations (CA, Washington DC, CO, HI, New York, NY, WA, MD) Full Time: Yes Job Requisition ID: R-008031 Purpose and...
the successful implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. The Director will also work closely with other departments, such as Examinations and Single Point of Accountability, to ensure effective risk management strategies...
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Principal Analyst, Risk Monitoring - Any FINRA Location H2: Senior-Level Position with the Opportunity for Advancement Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Requisition ID: R-008120 Time Type: Full Time Posted On: Posted Today Summary:...
of claims handling and management experience or equivalent combination... of education and experience - Education: Bachelor's degree or equivalent work experience - Certification: CPCU or successful achievement of other industry designations - Work Schedule: Hybrid schedule of 3 days in...
not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Investment Management and Real Estate Capital... Markets Attorney The candidate should have a . degree. Must have 3+ years of substantive experience in real estate sec...