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Job Opportunity: Assistant General Counsel, M&A at Company Company is one of the world’s leading providers of legacy reinsurance solutions. They work with the world’s leading insurance companies to help them execute comprehensive, transformational solutions for legacy Life &...
direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to the organization's business units,...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
() Our ambition is to be an inclusive, equitable and sustainable workplace, reflecting the diversity of our customers and communities. You can read more about our commitment to diversity, equity and inclusion here: () We also...
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Title: Sr. Trial Attorney Location: New Jersey Time Type: Full time Salary: Not specified, but competitive with industry standards Experience: More than 8 years of relevant civil litigation experience in property and casualty insurance defense or subrogation Job Description...
Senior Director, Special Investigations Unit - Any FINRA Location H2: Leadership Position in AML and Anti-Fraud Investigations Organization: FINRA Department: Special Investigations Unit (SIU) Job Type: Full-time Salary: Minimum $149,600 - Maximum $351,200 (depending on location and qualifications) Experience:...
Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage the department's policies and procedures administration function.... Manage responses to requests involving Securities and Exchange Commission (SEC) oversight inspec...