Legal Counsel – North America - Job Title: Senior Legal Counsel - Location: North America (specifically US-VA-Chantilly) - Job ID: 2024-7592 - Category: Legal - Employment Type: Full-Time Regular - Security Access Level: Access 3 (Eligible to work in the US) - Work Schedule: Core Business Hours Overview **MEMBERS ONLY**SIGN UP NOW***....
Title: Cyber Claim Counsel Job Responsibilities: - Follow operational policies to analyze, investigate, and resolve Bond & Specialty Insurance (BSI) claims of varying levels of severity under moderate supervision from claims management. - Prepare and present management reports accurately reflecting loss development, potential/actual...
Title: Cyber Claim Counsel Job Responsibilities: - Follow operational policies to analyze, investigate, and resolve Bond & Specialty Insurance (BSI) claims of varying levels of severity with moderate supervision from claims management. - Prepare and present reports for management that accurately reflect loss...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies... before f...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The Vice President, Assistant General Counsel is responsible for providing strategic legal advice to various business units within the company, focusing on retail investor agreements and conflict disclosures,...
Financial is seeking an experienced attorney to join its corporate legal advice team as Senior Vice President, Associate General Counsel. This position is responsible for providing strategic legal advice to various business units within the company and will report to...
H1: VP Assistant General Counsel - Institution Services at **MEMBERS ONLY**SIGN UP NOW***. H2: Join Our Team and Make a Difference! Job Title: Vice President, Assistant General Counsel Company: **MEMBERS ONLY**SIGN UP NOW***. Department: Institution Services Legal Team Location: Fort Mill,...
is seeking an experienced Compliance Officer to join their team in Arlington, VA. As a senior member of the team, the Compliance Officer will play a vital role in ensuring Homestead’s adherence with federal securities rules and regulations. The Compliance...
Title: Senior, International Tax (Investment Management) Job Type: Full-time Experience: 3+ years Salary Range: $73,500 to $161,200 Department: International Private Equity and Investment Management Location: Multiple locations (see below) H1 Heading: Join **MEMBERS ONLY**SIGN UP NOW***.'s International...
Senior – Financial Services – Mutual Fund Tax (East Region City Locations)** **Position Summary:** - Seeking a Tax Senior with a passion for financial products and experience in regulated investment companies, Subchapter M, section 4982 excise calculations, and...
Tax Senior Consultant, Global Trade Advisory - Job Title: International Tax Senior Consultant, Global Trade Advisory - Salary Range: $73,430 to $167,180 per year - Experience: 3+ years in Import, Export and/or Technology Enablement (operational, government, law firm, or...
- Job title: Trade & Customs Senior Associate - Location: Multiple cities across the US (Atlanta, Boston, Charlotte, Chicago, Dallas, Detroit, Houston, Los Angeles, McLean, Miami, New York, Philadelphia, San Francisco) - Career level: Experienced - Salary range: $75,800...
Title: Associate/Senior Associate, Trade & Customs Job Responsibilities: - Meet with and provide advice to clients from various industries on trade compliance matters, including import and/or export issues. - Lead and manage client projects, which could include trade compliance audits, reviews, program development,...
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance within the company's Compliance organization, you will oversee the Electronic Communications Surveillance Program and Trade Surveillance for the company's CFTC Swap Dealer and three Broker-Dealers. Your primary responsibilities will...
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance within the Compliance organization, the individual will manage the Electronic Communications Surveillance Program and Trade Surveillance for the Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers....
Title: Bank Regulatory Deposits Attorney, Vice President Experience: 7+ years of experience in private or consumer banking or wealth management products Location: New York City/Washington, DC Salary Range: USD 170,000 - 270,000 Department: Legal Company:...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: - Counsel wealth management business teams through all stages of developing new initiatives, including creating or enhancing platforms and programs, supporting new affiliation and distribution models, and drafting related...
Manager, Global Trade Technology - SAP GTS Atlanta, GA; Boston, MA; Cincinnati, OH; Columbus, OH; Dallas, TX; Denver, CO; Detroit, MI; Houston, TX; Los Angeles, CA; Minneapolis, MN; Montvale, NJ; New York, NY; Philadelphia, PA; Raleigh, NC; Seattle, WA;...
Title: Customs & International Trade Tax Manager Job Responsibilities: - Manage client service accounts and lead engagement workstreams, ensuring the successful planning, budgeting, execution, and completion of projects. - Develop, mentor, and supervise team members to deliver top-notch results, leveraging their unique strengths...
Title: Associate General Counsel - Operations & Experience - Remote Job Responsibilities: The Associate General Counsel - Operations & Experience is tasked with providing legal advice and counsel to the business operations of the organization, particularly within the UHC Legal, Compliance and...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: **MEMBERS ONLY**SIGN UP NOW***. Department: Office of Oversight Liaison and...
Mid-Level Associate: Financial Institutions Group at **MEMBERS ONLY**SIGN UP NOW***. **H2: Exciting Opportunity for Mid-Level Associate in Financial Institutions Group at Top Law Firm! **Job Title: Mid-Level Associate: Financial Institutions Group **Job Location: New York or Washington...
DC - Investment Management Junior/Midlevel Associates: - Join a prestigious law firm in Washington, DC with a focus on investment management and the regulation of retail investment advice. - Two positions available: one for a junior associate with 1-3 years...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
E - Advisory - Senior Consultant - AML Risk Management and Governance Forensic Same job available in 5 locations Atlanta, Georgia, United States Boston, Massachusetts, United States Charlotte, North Carolina, United States New York, New...
PCAOB is a registered trademark of the **MEMBERS ONLY**SIGN UP NOW***. SEO friendly job title: Fall 2025 Legal Intern (Part-Time) H1: Join the PCAOB as a Legal Intern and Protect Global Investors H2: Make a...
Title: Fall 2025 Office of International Affairs Intern Salary: $25-$37/hour based on education level and qualifications Job Type: Part-time Organization: Public Company Accounting Oversight Board (PCAOB) Location: Multiple locations including Washington, DC; Ashburn, VA; Irvine, CA; Los Angeles, CA; San...
Posting Mar 12, 2021 Department: Department: Legal – Operations and Experience Associate General Counsel – Operations & Experience – Remote Job Title: Associate General Counsel – Operations & Experience Job Type: Full-time, exempt Salary...
Attorney, Office of the Corporate Secretary Salary Information: - Minimum salary ranges from $79,500 to $95,400, depending on location and other factors. - Maximum salary ranges from $142,300 to $170,900, depending on location and other factors. Experience Information: - A minimum of two years of...
Title: Tax - SAP Global Trade Services - Senior Consultant Job Responsibilities: - Deliver complex projects in a fast-paced, team environment. - Lead and assist Customer and Sales Operations pursuits and practice development initiatives. - Promote and participate in forums for sharing expertise, strengthening...
President, Underwriting The candidate will support the implementation of Transactional Risk strategies by contributing to business development and growth through cultivating relationships with all key stakeholders and making informed underwriting decisions to enhance the profitability of the portfolio. Generate new...
Associate General Counsel – eDiscovery Salary: Competitive salary with annual performance-based bonus and stock grant Experience: Minimum of 5 years of experience in litigation and investigations, with a strong background in eDiscovery management Location: Washington, . (Hybrid role - 3...
(Securities Enforcement) at Law Firm Miller & Chevalier About the Position: - Seeking a Counsel-level attorney to join the Securities Enforcement practice group at Miller & Chevalier - The practice represents a diverse range of entities and individuals in...
Director, Office of Chief of Staff, OCLO - Salary Information - Job Title: Senior Director, Office of Chief of Staff, OCLO - Experience: Minimum of 10 years in financial services industry or regulation at FINRA or similar organizations - Education: Bachelor's degree in...
Litigation Counsel, Enforcement Services The organization is currently seeking a highly skilled and experienced Senior Litigation Counsel to join their team in various locations across the United States. The ideal candidate will have a law degree and be licensed...
PCAOB is a government agency with oversight over the audits of public companies and broker-dealers. Accordingly, all PCAOB employees are required to comply with PCAOB rules and regulations and the applicable federal securities laws and regulations, including but not limited...
Director, Financial Intelligence Fusion Center, Member Supervision - Any FINRA Location The Senior Director of the Financial Intelligence Fusion Center (FIFC) within FINRA's Strategic Intelligence and Analytics Program will lead a team responsible for aggregating and disseminating real-time intelligence...
Analyst, Dispute Resolution Job Title: Principal Analyst, Dispute Resolution Organization: FINRA (Financial Industry Regulatory Authority) Department: Dispute Resolution Experience: 5+ years Location: Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA Time Type: Full Time Salary...
Investigator, High Risk Representatives - All FINRA Locations H2: Conduct High Complexity Investigations and Provide Guidance to Member Supervision Staff FINRA, the Financial Industry Regulatory Authority, is currently seeking a Principal Investigator to join their team in various locations...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
am able to perform the essential functions of the job with or without reasonable accommodation.* Select... Job Title: Assistant General Counsel, Regulatory Experience: 10+ years of legal practice experience specializing in advising retail broker-dealers Salary Range: $179,000 - $270,000 USD (based on location) Location:...
Summary: The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings...
friendly job title: Associate Principal Investigator, NCP - IRG - All FINRA Locations H1: Join FINRA as an Associate Principal Investigator H2: Investigate Regulatory Matters at FINRA's IRG Department Associate Principal Investigator, NCP - IRG - All...
law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team. The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations...