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Law Firm Seeking Broker-Dealer Regulatory Attorney in Multiple... in the regulation of broker-dealers? Holland & Knight, a... leading law firm, is currently seeking a self-motivated and talented individual to join our team as an associate in our Business department. This...
# Associate General Counsel, Broker-Dealer/Investment Advisor Group ##... to work in the Broker-Dealer/Investment Adviser Group. The position... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment adviser...
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate... with the Vice President, Broker-Dealer/Investment Adviser Group, to develop... in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering... independent expert advice in this area. Provide high quality and timely legal and advisory...
law firm based in Washington D.C. is seeking a seasoned FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep understanding of US federal securities laws, with a proven track...
Firm Seeking Corporate Securities Associate in Multiple Offices Saul Ewing, a leading law firm, is currently seeking an experienced corporate associate to join our growing securities group. This is a fantastic opportunity to join a dynamic and entrepreneurial practice...
law firm in Washington, DC, is seeking a Corporate Securities Associate Attorney with 4-6 years of in-depth experience. The Corporate Securities Associate Attorney will be responsible for handling various aspects of public company rules and regulations, public and private offerings...
entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Our... mission is investor protection and market integrity. We're hiring an Assistant General Counsel in our Regulatory group....
is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an exciting opportunity...
Associate Chief Counsel Salary Range: $207,600 - $369,000 Experience Level: Minimum of 12+ years Organization: Public Company Accounting Oversight Board (PCAOB) Location: Washington, ., New York, NY, Chicago, IL Time Type: Full time Job Requisition ID: R973 Posted On:...
Friendly Job Title: Senior Litigation Attorney - Remote H1 Heading: Join Our Team as a Senior Litigation Attorney! H2 Heading: Looking for a Remote Senior Litigation Attorney? Look No Further! Organization: FINRA Department: Legal Job...