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Organization: **MEMBERS ONLY**SIGN UP NOW***. Corporate Spectrum Job Title: Associate General Counsel - Legal Experience: Three years Education: Juris Doctor Location: Fort Lauderdale, FL Salary: Competitive and based on experience Department: Legal Type: Full-time Shift: First Shift FTE: Overview: **MEMBERS ONLY**SIGN UP NOW***. Corporate Spectrum is seeking an experienced and highly qualified Associate General Counsel to join our legal team. In this role, you will provide legal guidanc
Salary Information: The salary range for this position is $110,000-$130,000 per year, with a competitive benefits package including medical, dental, vision, life insurance, and 401(k) retirement plan. Actual salary will be based on experience and qualifications. Senior Commercial Counsel - Full Time (Remote/Hybrid) Department: Legal Organization: **MEMBERS ONLY**SIGN UP NOW***. Responsibilities: - Review, draft, and negotiate a variety of contracts, ensuring compliance with r
Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to the organization's business units,
Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter is supported by complete, accurate and well-supported factual findings applied to a clear legal framework. Responsible for monitoring the aging and progress of cases to ensure th
Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter is supported by complete, accurate and well-supported factual findings applied to a clear legal framework. Responsible for monitoring the aging and progress of cases to ensure th
FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. FINRA is a government agency that regulates the securities industry, and therefore, is subject to certain governmental oversight and reporting requirements. In accordance with th