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Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent expert advice in this area. Provide high quality and timely legal and advisory support to the organization's business units,
In your cover letter, please explain your interest in the position and how your experience qualifies you for the role. Nonprofit Staff Attorney - Join a Team of Legal Experts in Boston Organization: Community Action Program Legal Services, Inc. (CAPLAW) Job Title: Staff Attorney Experience: . and license to practice law in at least one . state Salary: Competitive salary based on experience About the Organization: - Mission to eliminate poverty by strengthening t
Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter is supported by complete, accurate and well-supported factual findings applied to a clear legal framework. Responsible for monitoring the aging and progress of cases to ensure th
Director, Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter is supported by complete, accurate and well-supported factual findings applied to a clear legal framework. Responsible for monitoring the aging and progress of cases to ensure th
FINRA abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color, religion, sex, sexual orientation, gender identity or national origin. Moreover, these regulations require that covered prime contractors and subcontractors take affir
Associate General Counsel, Africa and Europe The candidate will independently manage the Africa and Europe Legal Team to ensure the delivery of high-quality, customer-focused legal services to assigned Conservancy business units. Report to the General Counsel. Assist the General Counsel in managing the Global Legal Function, steering the overall enterprise risk of the global organization. Ensure that Legal staff are fully engaged, motivated, and have the requisite training,
Legal Counsel at **MEMBERS ONLY**SIGN UP NOW***. - Remote WHO WE ARE: - **MEMBERS ONLY**SIGN UP NOW***. is a nonprofit that builds tech and infrastructure for Democratic campaigns, progressive-aligned causes, and people trying to make an impact - We put power in the hands of small-dollar donors and help thousands of groups build grassroots movements - Our mission is to create a democracy where everyone can easily and effectively deploy their resources, energy, and creativity to shape our country and futures THE