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Business Unit Compliance Manager, Assistant Vice President
The candidate... will review and approve sales and advertising literature for registered products (Exchange Traded Funds and Mutual Funds). Will assist in maintaining an electronic review system that is used for reviewing and...
Duties: Reports to the Assistant Vice President for Title... IX Initiatives/Title IX Coordinator within the Office for Gender Equity and Compliance. Responsible for the prompt, impartial and thorough investigation of allegations of discrimination policy violations, including discrimination on the basis...