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23 jobs found for

Regulatory Paralegal Jobs in Beverly Hills

Job info
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Aug 28, 17
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Series 6 and/or Series 7 and/or series 24, series 66 or series 65 preferred (we can hold your current FINRA... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Beverly Hills, CA
Posted Date
Sep 19, 17
Info Source
Employer
Paralegal/Legal Assistant The candidate will... registration process; Completing required regulatory annual filings; Creating and/or... revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the... read more
Company
Law Firm
Experience
Location
Beverly Hills, CA
Posted Date
Sep 20, 17
Info Source
Recruiter
registration process; Completing required regulatory annual filings; Creating and/or... Major, a plus) and/or Paralegal Certificate from an ABA... Certified program. Series 6 and/or Series 7 and/or series 24, series 66 or series 65 preferred (we can hold your current FINRA... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Century City, CA
Posted Date
Oct 10, 17
Info Source
Recruiter
Litigation Secretary The candidate should have both state and federal filing experience. Some corporate and regulatory experience is preferred.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Oct 13, 17
Info Source
Employer
Contracts and Compliance Paralegal Duties: Reviewing, analyzing, modifying... department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Oct 13, 17
Info Source
Employer
system. Configuring system to provide solutions for various department and operational needs. Managing the contract database for accuracy and completeness. Tracking non-standard contract exceptions. Handling general contract inquiries from business stakeholders. Provide regulatory, compliance and corporate support... to legal department.... read more
Company
Law Firm
Experience
Location
Los Angeles, CA
Posted Date
Sep 12, 17
Info Source
Recruiter
have the most. Municipal Law Paralegal Duties: Performs a range... Researches state and federal regulatory, statutory, case and other... authorities applicable to the practice area, such as the Ralph M. Brown Act, the California Public Records Act, Political Reform Act, Fair... read more
Company
Law Firm
Experience
Location
Los Angeles, CA
Posted Date
Sep 13, 17
Info Source
Recruiter
also have the most. Litigation Paralegal Responsibilities: Assist with trial... data in conjunction with regulatory filings, and legal correspondence;... s Degree and a Paralegal Certificate from an ABA-approved... to 5 years of paralegal experience, including trial experience.... Experience in the insurance... read more
Company
In-House
Experience
Min 3 yrs required
Location
Los Angeles, CA
Posted Date
Oct 12, 17
Info Source
Employer
Process and to the Regulatory Alert Process/System within the... to applicability for possible Regulatory Alerts (Compliance/legal Analysis). Create... title, subject and various dates. Send reports to authors in regard to pending alerts. Provide Administrative Support to the Regulatory Alert System.... read more
Company
In-House
Experience
3-6 yrs required
Location
Los Angeles, CA
Posted Date
Sep 27, 17
Info Source
Employer
Paralegal, Corporate Legal The candidate... minute books) and transactional, regulatory and other legal matters;... Securities Exchange Act; evaluate regulatory issues arising under domestic... and foreign financial regulations; Liaise with outside counsel and employees, management, professionals and administrative staff of the... read more
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